Form NRSRO Application For Registration As A Nationally Recognized Statistical Rating Organization (SEC1541) {NRSRO} | Pdf Fpdf Docx | Official Federal Forms

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Form NRSRO Application For Registration As A Nationally Recognized Statistical Rating Organization (SEC1541) {NRSRO} | Pdf Fpdf Docx | Official Federal Forms

Last updated: 1/24/2024

Form NRSRO Application For Registration As A Nationally Recognized Statistical Rating Organization (SEC1541) {NRSRO}

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Description

FORM NRSRO - APPLICATION FOR REGISTRATION AS A NATIONALLY RECOGNIZED STATISTICAL RATING ORGANIZATION (NRSRO). Section 15E of the Exchange Act (15 U.S.C. 78o-7) authorizes the Commission to collect the Information on Form NRSRO from an Applicant/NRSRO. The principal purposes of Form NRSRO are to determine whether an Applicant should be granted registration as an NRSRO, whether an NRSRO should be granted registration in an additional class of credit ratings, whether an NRSRO continues to meet the criteria for registration as an NRSRO, for an NRSRO to withdraw from registration, and to provide information about an NRSRO to users of credit ratings. Intentional misstatements or omissions may constitute federal criminal violations under 18 U.S.C. 1001. www.FormsWorkflow.com

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