Form 4 Statement Of Changes In Beneficial Ownership Of Securities (SEC1474) {4} | Pdf Fpdf Docx | Official Federal Forms

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Form 4 Statement Of Changes In Beneficial Ownership Of Securities (SEC1474) {4} | Pdf Fpdf Docx | Official Federal Forms

Last updated: 5/15/2023

Form 4 Statement Of Changes In Beneficial Ownership Of Securities (SEC1474) {4}

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Description

Form 4. This form is filed with the U.S. Securities and Exchange Commission (SEC) to report transactions related to the buying, selling, or transferring of securities by individuals or entities considered insiders or "beneficial owners." The form is filed in accordance with Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935, or Section 30(h) of the Investment Company Act of 1940. These regulations require insiders, such as directors, officers, and significant shareholders of publicly traded companies, to disclose their transactions in the company's securities to ensure transparency and prevent insider trading. The purpose of Form 4 is to provide information about changes in ownership of securities by insiders, which may include purchases, sales, gifts, or other types of transfers. The form requires details such as the insider's name, address, relationship to the company, the securities involved, the date of the transaction, and the nature of the transaction (e.g., acquisition, disposition). SEC 1474 . www.FormsWorkflow.com

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