Notice Of Officers Directors Trustees Employees Or Other Persons Directly Or Indirectly Compensated {DFPI-EL 1726}

DFPI–EL 1726 - NOTICE OF OFFICERS, DIRECTORS, TRUSTEES, EMPLOYEES OR OTHER PERSONS DIRECTLY OR INDIRECTLY COMPENSATED BY ESCROW AGENTS. This form is used by the California Department of Financial Protection and Innovation (DFPI) to collect information on individuals associated with an escrow company. It is required for officers, directors, trustees, employees, or any other persons receiving direct or indirect compensation from an escrow agent. The form gathers personal details such as name, home address, date of birth, driver's license number, and physical description. The purpose of this form is to facilitate background checks and investigations into the individual's qualifications and suitability for involvement with an escrow company, ensuring compliance with California Financial Code section 17414.1 and California Code of Regulations section 1726. The DFPI reviews this information as part of its regulatory oversight to prevent fraud and misconduct within the escrow industry. The applicant must pay a $10 filing fee plus the California Department of Justice (DOJ) fingerprint processing fee to support the background check. The DFPI privacy notice explains how the collected personal information may be used, including possible disclosure to law enforcement agencies or in response to court orders. Individuals have the right to review the records maintained by the DFPI containing their personal information. www.FormsWorkflow.com