Last updated: 4/21/2025
Statement Of Claim For Exemption Of Securities Of New Generation Processing Entity {SE-1}
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Description
FORM SE-1 - STATEMENT OF CLAIM FOR THE EXEMPTION OF SECURITIES OF A NEW GENERATION PROCESSING ENTITY. This form issued by the Missouri Secretary of State, Securities Division, is used by businesses seeking to claim an exemption from registration for the sale of securities under Missouri law. Specifically, it applies to entities that qualify as “new generation processing entities” as defined by Missouri Regulation 15 CSR 30-54.190(1). The form requires detailed information about the issuer, including the name and address, organizational structure, and Missouri statutory authority under which it was formed. It also requests disclosure of any prior securities sales in Missouri and whether those sales complied with state laws. The form outlines the scope and details of the offering, including the type of securities, offering price, number of shares or units, and the states where the offering will be made. Additionally, it seeks information about compensation paid to individuals involved in selling the securities and lists of promoters, officers, and directors of the issuer. Applicants must describe how and to whom the securities will be sold, and submit supporting documents such as a consent to service of process, corporate resolution, offering documents, bylaws or operating agreements, and any advertising or subscription materials. The completed form must be signed, notarized, and submitted to the Missouri Securities Division. www.FormsWorkflow.com





