Form Of Prospectus For Registration Of Securities By Qualification {SR-1}

MISSOURI FORM SR-1 - FORM OF PROSPECTUS FOR REGISTRATION OF SECURITIES BY QUALIFICATION. As pursuant to Sections 409.3-304 and 409.6-605, RSMo and Missouri regulation 15 CSR 30-52.020, the prospectus described in this form shall be used as the prospectus when offering and selling securities under Section 409.3-304, RSMo, unless another form of prospectus under the Securities Act of 1933 is used and such form substantially comports with the requirements of this form or the form U-7 is used pursuant to Missouri regulation 15 CSR 30-52.275. All of the information requested in this form is generally required in the prospectus. Some of the requested information will not be applicable because of the nature of the securities being registered or because of the financial condition of the company. Under these circumstances, the requested information will not be required in the prospectus. In addition, the information provided in this form is not intended to be all-inclusive and the issuer must include other information not specifically listed that would be important for an investor’s understanding of the issuer and the securities being offered. In determining whether an offering is fair, just or equitable, the Securities Division will apply applicable NASAA Statements of Policy as adopted in Missouri regulations 15 CSR Division 30, Chapter 52, Registration of Securities, when reviewing a registration statement. www.FormsWorkflow.com