Contractual Periodic Payment Plan Standards Guidelines {DFPI-260.140.80.5} | Pdf Fpdf Docx | California

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Contractual Periodic Payment Plan Standards Guidelines {DFPI-260.140.80.5} | Pdf Fpdf Docx | California

Last updated: 11/20/2020

Contractual Periodic Payment Plan Standards Guidelines {DFPI-260.140.80.5}

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Description

DFPI-260.140.80.5, CONTRACTUAL PERIODIC PAYMENT PLAN STANDARDS, Notwithstanding Rules 260.140.80 and 260.140.83, the offer and sale of shares in a contractual periodic payment plan (the “plan”) whereby more than a pro rata portion of the load or commission is deducted from any installment payment may be qualified, provided that the offer and sale of the shares and the plan conform to the following guidelines. (Rev. 11-20). www.FormsWorkflow.com

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