Notice Of Issuance Of Securities Pursuant To Subdivision (O) Of Section 25102 {DFPI-260.102.19}

DFPI–260.102.19 (Register 2002, No. 39) - NOTICE OF ISSUANCE OF SECURITIES PURSUANT TO SUBDIVISION (o) OF SECTION 25102 OF THE CORPORATIONS CODE. This form is used by the California Department of Financial Protection and Innovation (DFPI) for businesses issuing securities under a specific exemption from registration. Section 25102(o) allows certain issuances of securities—such as those made through stock purchase plans, stock option plans, or flexible purchase/option plans—to be exempt from full registration requirements if the company complies with specific conditions. This form provides the DFPI with key details about the securities offering, including the issuer's name and state of incorporation, the type of plan under which the securities are issued, the number and price of securities or options, and the aggregate market value of the offering in California. Each issuer (other than a California corporation) filing a notice under Section 25102(o) must file a consent to service of process (Form 260.165), unless it already has a consent to service on file with the Commissioner. www.FormsWorkflow.com