Transaction Certification {TC} | Pdf Fpdf Doc Docx | District Of Columbia

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Transaction Certification {TC} | Pdf Fpdf Doc Docx | District Of Columbia

Last updated: 3/30/2016

Transaction Certification {TC}

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Description

TRANSACTION CERTIFICATION. This form is utilized by the Government of the District of Columbia, Department of Insurance, Securities, and Banking to gather information from broker-dealer firms regarding securities transactions that have occurred within the District of Columbia or with District of Columbia residents prior to the broker-dealer's registration under the District of Columbia Securities Act. www.FormsWorkflow.com

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