Last updated: 7/20/2025
Notice Of A Transaction Exempt Under Corporations Code Section 31106 {DFPI-310.106}
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Description
DFPI-310.106 - NOTICE OF A TRANSACTION EXEMPT UNDER CORPORATIONS CODE SECTION 31106. This form is used by franchisors or subfranchisors to notify the California Department of Financial Protection and Innovation (DFPI). The filing of this notice means that the FILER is claiming an exemption from Chapter 2 (commencing with Section 31110) regarding any offer, sale, or other transfer of a franchise or any interest in a franchise, and that the offer, sale or transfer meets the requirements for filing this notice as described in (b) and (c) on this form. A separate notice must be filed for each transaction for which this exemption is claimed, together with the fee prescribed in Section 31500(f). www.FormsWorkflow.com





