Deferral Request Form-Agent {DFRRLA} | Pdf Fpdf Doc Docx | Massachusetts

 Massachusetts   Secretary Of State   Blue Sky   Securities 
Deferral Request Form-Agent {DFRRLA} | Pdf Fpdf Doc Docx | Massachusetts

Last updated: 9/10/2024

Deferral Request Form-Agent {DFRRLA}

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Description

BD AGENT DEFERRAL REQUEST FORM. This form is used by individuals applying for registration as agents of a firm in Massachusetts to request an extension of the time period for the Massachusetts Securities Division to take action on their application. By using this form, the applicant seeks to delay the usual thirty-day review period set by Massachusetts securities law (Mass. Gen. Laws c. 110A § 202(a)). The form must be signed by the individual or authorized representative, and submitted via email or fax to the Securities Division. www.FormsWorkflow.com

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