Certification Of Balance Sheet By Principal Financial Officer {133.18} | Pdf Fpdf Doc Docx | Texas

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Certification Of Balance Sheet By Principal Financial Officer {133.18} | Pdf Fpdf Doc Docx | Texas

Last updated: 2/9/2024

Certification Of Balance Sheet By Principal Financial Officer {133.18}

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Description

Form 133.18 - CERTIFICATION OF BALANCE SHEET BY PRINCIPAL FINANCIAL OFFICER (§115.2(a)(4) or §116.2(a)(2)(B)). This form is used by entities applying to the Texas State Securities Board. It is utilized to certify the accuracy of the accompanying balance sheet, which is required as part of the application process for firms or advisory businesses seeking registration as dealers or investment advisers in Texas. The form includes sections for providing the name of the applicant, indicating the application type, specifying the form of entity, and certifying the accuracy of the balance sheet by the principal financial officer. Additionally, it contains declarations acknowledging the consequences of providing false or misleading information and affirming the completeness and accuracy of the submitted information. Finally, the form must be signed and dated by the principal financial officer. www.FormsWorkflow.com

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