Application For A License Under The Capital Access Company Law {DFPI-CACL-280.151} | Pdf Fpdf Docx | California

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Application For A License Under The Capital Access Company Law {DFPI-CACL-280.151} | Pdf Fpdf Docx | California

Last updated: 11/24/2020

Application For A License Under The Capital Access Company Law {DFPI-CACL-280.151}

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Description

DFPI-CACL 280.151, APPLICATION FOR LICENSE UNDER THE CAPITAL ACCESS COMPANY LAW, The application must be TYPEWRITTEN and accompanied by an application fee of $1,400. The application (together with the fee payable to the Commissioner of Financial Protection and Innovation must be filed only in the Sacramento Office of the Department of Financial Protection and Innovation. Special Instructions: Any amendment to this application for licensure under the Capital Access Company Law shall be made by a verified pre-license or post-license amendment to the application. A pre-license amendment is required for an amendment to the application prior to licensure; a post-license amendment is required after licensure. An amendment is made by filing the completed “Facing Page” with the appropriate pre-license or post-license amendment number entered, attaching the pages of that part of the application (including the exhibits) that are revised or changed, and attaching another duly executed and verified “Execution Page”. (The Execution Page is found at the end of this application.) (Rev. 10-20). FormsWorkflow.com

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