Deferral Request Form-Investment Adviser Representative | Pdf Fpdf Docx | Massachusetts

 Massachusetts   Secretary Of State   Blue Sky   Securities 
Deferral Request Form-Investment Adviser Representative | Pdf Fpdf Docx | Massachusetts

Last updated: 9/10/2024

Deferral Request Form-Investment Adviser Representative

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Description

IAR DEFERRAL REQUEST FORM. This form is used by individuals applying for registration as investment adviser representatives (IARs) in Massachusetts. It requests an extension of the thirty-day review period specified by Mass. Gen. Laws c. 110A § 202(a). By completing this form, the applicant asks the Massachusetts Securities Division to delay its decision on their registration application. The form must be signed by someone with the authority to make this request on behalf of the applicant. www.FormsWorkflow.com

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