Deferral Request Form-Investment Adviser | Pdf Fpdf Docx | Massachusetts

 Massachusetts   Secretary Of State   Blue Sky   Securities 
Deferral Request Form-Investment Adviser | Pdf Fpdf Docx | Massachusetts

Last updated: 9/10/2024

Deferral Request Form-Investment Adviser

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Description

IA DEFERRAL REQUEST FORM. This form is used by firms applying for registration as investment advisers in Massachusetts. It requests an extension of the thirty-day period for review and action on the application, as set forth by Mass. Gen. Laws c. 110A § 202(a). By completing this form, the firm seeks to delay the decision-making process by the Massachusetts Securities Division. The form must be signed by an authorized representative of the firm who has the authority to make such a request. www.FormsWorkflow.com

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