Deferral Request Form-Broker-Dealer {DFRRLBD} | Pdf Fpdf Doc Docx | Massachusetts

 Massachusetts   Secretary Of State   Blue Sky   Securities 
Deferral Request Form-Broker-Dealer {DFRRLBD} | Pdf Fpdf Doc Docx | Massachusetts

Last updated: 9/10/2024

Deferral Request Form-Broker-Dealer {DFRRLBD}

Start Your Free Trial $ 13.99
200 Ratings
What you get:
  • Instant access to fillable Microsoft Word or PDF forms.
  • Minimize the risk of using outdated forms and eliminate rejected fillings.
  • Largest forms database in the USA with more than 80,000 federal, state and agency forms.
  • Download, edit, auto-fill multiple forms at once in MS Word using our Forms Workflow Ribbon
  • Trusted by 1,000s of Attorneys and Legal Professionals

Description

BROKER-DEALER DEFERRAL REQUEST FORM. This form is used by firms applying for registration as broker-dealers in Massachusetts to request an extension of the statutory thirty-day review period mandated by Mass. Gen. Laws c. 110A § 202(a). By submitting this form, the firm asks the Massachusetts Securities Division to delay its decision on the registration application. The form must be signed by an authorized representative of the firm, certifying their authority to make the request. www.FormsWorkflow.com

Related forms

Our Products