Form ATS-R Quarterly Report Of Alternative Trading System Activities (SEC2551) {ATS-R} | Pdf Fpdf Docx | Official Federal Forms

 Official Federal Forms /  Securities And Exchange Commission /
Form ATS-R Quarterly Report Of Alternative Trading System Activities (SEC2551) {ATS-R} | Pdf Fpdf Docx | Official Federal Forms

Form ATS-R Quarterly Report Of Alternative Trading System Activities (SEC2551) {ATS-R}

This is a Official Federal Forms form that can be used for Securities And Exchange Commission.

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Form ATS-R OMB APPROVALOMB Number: . . . . . 3235-0509Expires: Estimated average burdenhours per response . . . . . . . . 3.5 QUARTERLY REPORT OF ALTERNATIVE TRADING SYSTEM ACTIVITIESFORM ATS-R INSTRUCTIONS SEC2551 (06-09) American LegalNet, Inc. www.FormsWorkFlow.com A. GENERAL INSTRUCTIONS þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ 2.þ WHEN TO FILE A FORM ATS-R - þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ 3.þ CONTACT EMPLOYEE - þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ 4. þ FORMAT 225 þ þ þ þ þ þ þ þ þ þ þ 225 þ þ þ 225 þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ 225 þ þ þ þ þ þ þ þ þ þ 5. þ WHERE TO FILE AND NUMBER OF COPIES - þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ 6. þ RECORDKEEPING þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ 7. þ PAPERWORK REDUCTION ACT DISCLOSURE 225 þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ 225 þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ ATS. See þ þ þ þ þ þ o þ þ þ þ 225 þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ 225 þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ 225 þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ 225 þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ 225 þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ 225 þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ American LegalNet, Inc. www.FormsWorkFlow.com FORM ATS-R INSTRUCTIONS B. EXPLANATION OF TERMSALTERNATIVE TRADING SYSTEM þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ CORPORATE DEBT SECURITIES þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ DEBT SECURITIES þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ EQUITY SECURITIES þ þ þ þ þ þ þ þ þ þ GOVERNMENT SECURITIES þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ LISTED EQUITY SECURITIES þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ LISTED OPTIONS þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ MORTGAGE RELATED SECURITIES þ þ þ þ þ þ þ þ þ þ þ þ þ MUNICIPAL SECURITIES þ þ þ þ þ þ þ þ þ þ þ þ þ NASDAQ NATIONAL MARKET SECURITIES þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ NASDAQ SMALLCAP MARKET SECURITIES þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ PENNY STOCK þ þ þ þ þ þ þ þ þ þ þ þ þ SUBSCRIBER þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ UNLISTED OPTIONS þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ þ American LegalNet, Inc. www.FormsWorkFlow.com Form ATS-R UNITED STATES SECURITIES AND EXCHANGE COMMISSIONWASHINGTON, D.C. 20549QUARTERLY REPORT OF ALTERNATIVE TRADING SYSTEM ACTIVITIES OFFICIALUSE OFFICIALUSE to trading system: business name (1B): EXECUTION:By: This page must always be completed in full with original, manual signature and notarization. American LegalNet, Inc. www.FormsWorkFlow.com Form ATS-R OFFICIALUSE UNITED STATES SECURITIES AND EXCHANGE COMMISSIONWASHINGTON, D.C. 20549QUARTERLY REPORT OF ALTERNATIVE TRADING SYSTEM ACTIVITIES OFFICIALUSE DO NOT WRITE BELOW THIS LINE - FOR OFFICIAL USE ONLY to Category of Securities Items 4A-4E above H. Listed options Item 4F above: Total Unit Volume of Transactions Total Dollar Volume ofTransactions American LegalNet, Inc. www.FormsWorkFlow.com Form ATS-R UNITED STATES SECURITIES AND EXCHANGE COMMISSIONWASHINGTON, D.C. 20549QUARTERLY REPORT OF ALTERNATIVE TRADING SYSTEM ACTIVITIES OFFICIALUSEOFFICIALUSE to Category of Securities Total Unit Volume of Transactions Total Dollar Volume ofTransactions American LegalNet, Inc. www.FormsWorkFlow.com

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