Form N-17D-1 Report Filed By Small Business Investment Company (SEC1839) {N-17D-1} | Pdf Fpdf Docx | Official Federal Forms

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Form N-17D-1 Report Filed By Small Business Investment Company (SEC1839) {N-17D-1} | Pdf Fpdf Docx | Official Federal Forms

Form N-17D-1 Report Filed By Small Business Investment Company (SEC1839) {N-17D-1}

This is a Official Federal Forms form that can be used for Securities And Exchange Commission.

Alternate TextLast updated: 9/14/2018

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UNITED STATES SECURITIES AND EXCHANGE COMMISSIONWashington, D.C. 20549FORM N-17D-1REPORT FILED BY SMALL BUSINESS INVESTMENT COMPANY (SBIC)REGISTERED UNDER THE INVESTMENT COMPANY ACT OF 1940 AND ANAFFILIATED BANK, WITH RESPECT TO INVESTMENTS BY THE SBIC ANDTHE BANK, SUBMITTED PURSUANT TO PARAGRAPH (d)(3) OF RULE 17d-1(See rules and instructions at end of this form.)REPORT FOR SIX MONTHS PERIOD ENDING (Name of Registered Investment Company) (Name of Bank) PART I--ments in each such concern by the SBIC and the bank the following information prescribed in this Part I.Item 1.The name and address of the small business concern in which investments were made and the nature of its business.Item 2.with the SBIC.Item 3. (a) Investments by the SBIC. (b) Investments by the bank. Item 4.The use or proposed use by the small business concern of the proceeds of the respective investments made during the period.Item 5.and amount of the investment in the small business concern by the bank during the period commencing one year prior to the date of the investment by the SBIC and continuing to the date of the report.Item 6. OMB APPROVAL Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.SEC1839 (08-05) American LegalNet, Inc. www.FormsWorkFlow.com 2 PART II þ Item 1.Item 2.Item 3.resulted therein. þ (Name of Registered Investment Company) By þ (Signature) þ (Title) þ (Name of Bank) By þ (Signature) þ (Title) Date of Report RULES AND INSTRUCTIONSFor Form N-17D-1 American LegalNet, Inc. www.FormsWorkFlow.com 3 1. Use of Form.Form N-17D-1 is prescribed for use by a small business investment company (SBIC) licensed as such under the Small Business Investment 2. Time for Filing Reports.3. Number of Copies to Be Filed.Business Administration.4. Preparation of Report.provided the answer thereto is so prepared as to indicate to the reader the coverage of the item without the necessity of referring to the The term 223investment224 used in this report shall have the same meaning as in paragraph (d)(3) of Rule 17d-1. Other terms shall have the meanings set forth in the Investment Company Act of 1940 to the extent applicable.6. Incorporation by Reference.Form N-17D-1. Such reference shall specify the period covered by the previous report and the Part and Item number thereof in which the information appears.7. SEC Collection of Information.exempts SBICs from certain requirements of section 17(d) of the 1940 Act. The Commission staff uses the information to collect details is publicly available. Any member of the public may direct to the Commission any comments concerning the accuracy of the burden estimate of this Form and any suggestions for reducing the burden of the Form. This collection of information has been reviewed by the American LegalNet, Inc. www.FormsWorkFlow.com

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