Form N-1A Registration Statement (Open-End Management Investment Companies) (SEC2052) {N-1A} | Pdf Fpdf Docx | Official Federal Forms

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Form N-1A Registration Statement (Open-End Management Investment Companies) (SEC2052) {N-1A} | Pdf Fpdf Docx | Official Federal Forms

Form N-1A Registration Statement (Open-End Management Investment Companies) (SEC2052) {N-1A}

This is a Official Federal Forms form that can be used for Securities And Exchange Commission.

Alternate TextLast updated: 6/10/2019

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SEC 2052 (5/19) Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. Check appropriate box or boxes UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. Post-Effective Amendment No. and/or REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 Amendment No. Registrant Exact Name as Specified in Charter Address of Principal Executive Offices (Number, Street, City, State, Zip Code) Registrant222s Telephone Number, including Area Code Name and Address (Number, Street, City, State, Zip Code) of Agent for Service Approximate Date of Proposed Public Offering It is proposed that this filing will become effective (check appropriate box): immediately upon filing pursuant to paragraph (b) on (date) pursuant to paragraph (b) 60 days after filing pursuant to paragraph (a) on (date) pursuant to paragraph (a) 75 days after filing pursuant to paragraph (a)(2) on (date) pursuant to paragraph (a)(2) of rule 485 If appropriate, check the following box: This post-effective amendment designates a new effective date for a previously filed post-effective amendment. Omit from the facing sheet reference to the other Act if the Registration Statement or amendment is filed under only one of the Acts. Include the 223Approximate Date of Proposed Public Offering224 and 223Title of Securities Being Registered224 only where securities are being registered under the Securities Act of 1933. You may not send a completed printout of this form to the SEC to satisfy a filing obligation. You can only satisfy an SEC filing obligation by submitting the information required by this form to the SEC in electronic format online at https://www.edgarfiling.sec.gov. NOTE: This version of Form N-1A includes certain amendments that the Commission recently adopted, as indicated in bracketed text throughout this document. More information about these amendments222 compliance dates may be found in the Commission releases cited in the bracketed text. OMB APPROVAL OMB Number: 3235-0307 Expires: May 31, 2020 Estimated average burden hours per response ............. 266 American LegalNet, Inc. www.FormsWorkFlow.com SEC 2052 (5/19) Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. Form N-1A is to be used by open-end management investment companies, except insurance company separate accounts and small business investment companies licensed under the United States Small Business Administration, to register under the Investment Company Act of 1940 and to offer their shares under the Securities Act of 1933. The Commission has designed Form N-1A to provide investors with information that will assist them in making a decision about investing in an investment company eligible to use the Form. The Commission also may use the information provided on Form N-1A in its regulatory, disclosure review, inspection, and policy making roles. A Registrant is required to disclose the information specified by Form N-1A, and the Commission will make this information public. A Registrant is not required to respond to the collection of information contained in Form N-1A unless the Form displays a currently valid Office of Management and Budget (OMB) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington, DC 20549-1090. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. 247 3507. American LegalNet, Inc. www.FormsWorkFlow.com CONTENTS OF FORM N-1A GENERAL INSTRUCTIONS ............................................................................................................................................. iA.Definitions ..................................................................................................................................................................... iB.Filing and Use of Form N-1A ....................................................................................................................................... iC.Preparation of the Registration Statement ................................................................................................................... iiiD.Incorporation by Reference ........................................................................................................................................ viiPart A 226 INFORMATION REQUIRED IN A PROSPECTUS ....................................................................................... 1Item 1.Front and Back Cover Pages ............................................................................................................................... 1Item 2.Risk/Return Summary: Investment Objectives/Goals ........................................................................................ 2Item 3.Risk/Return Summary: Fee Table ...................................................................................................................... 2Item 4.Risk/Return Summary: Investments, Risks, and Performance ............................................................................ 9Item 5.Management ...................................................................................................................................................... 14Item 6.Purchase and Sale of Fund Shares ..................................................................................................................... 15Item 7.Tax Information ................................................................................................................................................. 15Item 8.Financial Intermediary Compensation ............................................................................................................... 15Item 9.Investment Objectives, Principal Investment Strategies, Related Risks, and Disclosure of Portfolio Holdings ....................................................................................................................... 15Item 10. Management, Organization, and Capital Structure ............................................................................................ 17Item 11. Shareholder Information ..................................................................................................................................... 18Item 12.Distribution Arrangements .................................................................................................................................. 21Item 13. Financial Highlights Information ........................................................................................................................ 23Part B 226 INFORMATION REQUIRED IN A STATEMENT OF ADDITIONAL INFORMATION ...................... 27Item 14. Cover Page and Table of Contents ...................................................................................................................... 27Item 15. Fund History ....................................................................................................................................................... 27Item 16. Description of the Fund and Its Investments and Risks ...................................................................................... 27Item 17. Management of the Fund ..................................................................................................................................... 31Item 18. Control Persons and Principal Holders of Securities .......................................................................................... 41Item 19. Investment Advisory and Other Services ............................................................................................................ 41Item 20. Portfolio Managers ...................................................

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