Form 10 General Form For Registration Of Securities (SEC1396) {10} | Pdf Fpdf Docx | Official Federal Forms

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Form 10 General Form For Registration Of Securities (SEC1396) {10} | Pdf Fpdf Docx | Official Federal Forms

Form 10 General Form For Registration Of Securities (SEC1396) {10}

This is a Official Federal Forms form that can be used for Securities And Exchange Commission.

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OMB APPROVAL OMB Number: 3235-0064 Expires: October 31, 2021 Estimated average burden hours per response. . . . . . ... 218 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 GENERAL FORM FOR REGISTRATION OF SECURITIES Pursuant to Section 12(b) or (g) of The Securities Exchange Act of 1934 (Exact name of registrant as speci336ed in its charter) (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identi336 cation No.) (Address of principal executive of336ces) Registrant222s telephone number, including area code (Zip Code) Securities to be registered pursuant to Section 12(b) of the Act: Title of each class to be so registered Name of each exchange on which each class is to be registered Securities to be registered pursuant to Section 12(g) of the Act: (Title of class) (Title of class) Indicate by check mark whether the registrant is a large accelerated 336 ler, an accelerated 336 ler, a non-accelerated 336 ler, smaller reporting company, or an emerging growth company. See the de336nitions of 223large accelerated 336 ler,224 223accelerated 336ler,224 223smaller reporting company,224 and 223emerging growth company224 in Rule 12b-2 of the Exchange Act. Large accelerated 336 ler Accelerated 336 ler Non-accelerated 336ler Smaller reporting company Emerging growth company If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised 336nancial accounting standards provided pursuant to Section 13(a) of the Exchange Act. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control SEC 1396 (05-19) number. American LegalNet, Inc. www.FormsWorkFlow.com INFORMATION REQUIRED IN REGISTRATION STATEMENT Item 1. Business. Furnish the information required by Item 101 of Regulation S-K (247229.101 of this chapter). Item 1A. Risk Factors. Set forth, under the caption 223Risk Factors,224 where appropriate, the risk factors described in Item 105 of Regulation S-K (247 229.105 of this chapter) applicable to the registrant. Provide any discussion of risk factors in plain English in accordance with Rule 421(d) of the Securities Act of 1933 (247230.421(d) of this chapter). Smaller reporting companies are not required to provide the information required by this item. Item 2. Financial Information. Furnish the information required by Items 301, 303, and 305 of Regulation S-K (247247229.301, 229.303, and 229.305 of this chapter). Item 3. Properties. Furnish the information required by Item 102 of Regulation S-K (247229.102 of this chapter). Item 4. Security Ownership of Certain Bene336cial Owners and Management. Furnish the information required by Item 403 of Regulation S-K (247229.403 of this chapter). Item 5. Directors and Executive Of336 cers. Furnish the information required by Item 401 of Regulation S-K (247229.401 of this chapter). Item 6. Executive Compensation. Furnish the information required by Item 402 of Regulation S-K (247229.402 of this chapter) and paragraph (e)(4) of Item 407 of Regulation S-K (247229.407 of this chapter). Item 7. Certain Relationships and Related Transactions, and Director Independence. Furnish the information required by Item 404 of Regulation S-K (247229.404 of this chapter) and Item 407(a) of Regulation S-K (247229.407(a) of this chapter). Item 8. Legal Proceedings. Furnish the information required by Item 103 of Regulation S-K (247229.103 of this chapter). Item 9. Market Price of and Dividends on the Registrant222s Common Equity and Related Stockholder Matters. Furnish the information required by Item 201 of Regulation S-K (247229.201 of this chapter). Item 10. Recent Sales of Unregistered Securities. Furnish the information required by item 701 of Regulation S-K (247229.701 of this chapter). Item 11. Description of Registrant222s Securities to be Registered. Furnish the information required by Item 202 of Regulation S-K (247229.202 of this chapter). If the class of securities to be registered will trade in the form of American Depositary Receipts, furnish Item 202(f) disclosure for such American Depositary Receipts as well. 2 American LegalNet, Inc. www.FormsWorkFlow.com Item 12. Indemni336cation of Directors and Of336 cers. Furnish the information required by Item 702 of Regulation S-K (247229.702 of this chapter). Item 13. Financial Statements and Supplementary Data. Furnish all 336nancial statements required by Regulation S-X and the supplementary 336nancial information required by Item 302 of Regulation S-K (247229.302 of this chapter). Smaller reporting companies may provide the 336 nancial informaton required by Article 8 of Regulation S-X in lieu of the information required by other parts of Regulation S-X. Item 14. Changes in and Disagreements with Accountants on Accounting and Financial Disclosure. Furnish the information required by Item 304 of Regulation S-K (247229.304 of this chapter). Item 15. Financial Statements and Exhibits. (a) List separately all 336 nancial statements 336led as part of the registration statement. (b) Furnish the exhibits required by Item 601 of Regulation S-K (247229.601 of this chapter). SIGNATURES Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registra-tion statement to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Date: By: (Signature)* *Print name and title of the signing of336cer under his signature. GENERAL INSTRUCTIONS A. Rule as to Use of Form 10. Form 10 shall be used for registration pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 of classes of securities of issuers for which no other form is prescribed. B. Application of General Rules and Regulations. (a) The General Rules and Regulations under the Act contain certain general requirements which are applicable to registration on any form. These general requirements should be carefully read and observed in the preparation and 336ling of registration statements on this form. (b) Particular attention is directed to Regulation 12B [17 CFR 240.12b-1 - 240.12b-36] which contains general requirements regarding matters such as the kind and size of paper to be used, the legibility of the registration statement, the information to be given whenever the title of securities is required to be stated, and the 336ling of the registration statement. The de336 nitions contained in Rule 12b-2 [17 CFR 240.12b-2] should be especially noted. C. Preparation of Registration Statement. (a) This form is not to be used as a blank form to be 336lled in, but only as a guide in the preparation of the registration statement on paper meeting the requirements of Rule 12b-12 [17 CFR 240.12b-12]. The registration statement shall contain the item 3 American LegalNet, Inc. www.FormsWorkFlow.com numbers and captions, but the text of the items may be omitted. The answers to the items shall be prepared in the manner speci336ed in Rule 12b-13 [17 CFR 240.12b-13]. (b) Unless otherwise stated, the information required shall be given as of a date reasonably close to the date of 336ling the registration statement. (c) Attention is directed to Rule 12b-20 [17 CFR 240.12b-20] which states: 223In addition to the information expressly required to be included in a statement or report, there shall be added such further material information, if any, as may be necessary to make the required statements, in light of the circumstances under which they are made, not misleading. D. Signature and Filing of Registration Statement. Three complete copies of the registration statement, including 336nancial statements, exhibits and all other papers and documents 336led as a part thereof, and 336ve additional copies which need not include exhibits, shall be 336led with the Commission. At least one complete copy of the registration statement, including 336nancial statements, exhibits and all other papers and documents 336led as a part thereof, shall be 336 led with each exchange on which any class of securities

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