Form 11-K Annual Reports Of Employee Stock Purchase Savings And Similar Plans (SEC617) {11-K} | Pdf Fpdf Docx | Official Federal Forms

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Form 11-K Annual Reports Of Employee Stock Purchase Savings And Similar Plans (SEC617) {11-K} | Pdf Fpdf Docx | Official Federal Forms

Form 11-K Annual Reports Of Employee Stock Purchase Savings And Similar Plans (SEC617) {11-K}

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0082 Expires: January 31, 2019 Estimated average burden hours per response. . . . . 30.00 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 GENERAL INSTRUCTIONS A.Rule as to Use of Form 11-K.This Form shall be used for annual reports pursuant to Section 15(d) of the Securities Exchange Act of 1934 (223Exchange Act224)with respect to employee stock purchase, savings and similar plans, interests in which constitute securities registered under the Securities Act of 1933. This Form also shall be used for transition reports 336led pursuant to Section 15(d) of the Act. Such a report is required to be 336 led even though the issuer of the securities offered to employees pursuant to the plan also 336les annual reports pursuant to Section 13(a) or 15(d) of the Exchange Act. However, attention is directed to Rule 15d-21 (247240.15d-21), which provides that in certain cases the information required by this Form may be furnished with respect to the plan as a part of the annual report of such issuer. Reports on this Form shall be 336led within 90 days after the end of the 336scal year of the plan, provided that plans subject to the Employee Retirement Income Security Act of 1974 (223ERISA224) shall 336le the plan 336nancial statements within 180 days after the plan222s 336scal year end. B.Application of General Rules and Regulations.(a)The General Rules and Regulations under the Exchange Act contain requirements applicable to reports on any form. Thesegeneral requirements should be carefully read and observed in the preparation and 336ling of reports on this Form.(b)Particular attention is directed to Regulation 12B, which contains general requirements regarding matters such as the kindand size of paper to be used, the legibility of the report, and the 336ling of the report. The de336nitions contained in Rule 12b-2(247240.12b-2) should be especially noted. See also Regulation 15D.(c) Four complete copies of each report on this Form, including exhibits and all papers and documents 336led as a part thereof, shall be 336led with the Commission. At least one of the copies 336led shall be manually signed. Copies not manually signed shall beartyped or printed signatures.C.Preparation of Report.This Form is not to be used as a blank form to be 336lled in, but only as a guide in the preparation of the report on paper meeting therequirements of Rule 12b-12 (247240.12b-12). The report may omit the text of Form 11-K specifying the information required provided the answers thereto are prepared in the manner speci336ed in Rule 12b-13 (247240.12b-13). D.Incorporation of Information in Report to Employees.Any 336nancial statements contained in any plan annual report to employees covering the latest 336scal year of the plan may beincorporated by reference from such document in response to part or all of the requirements of this Form, provided such 336 nancial statements substantially meet the requirements of this Form and provided that such document is 336led as an exhibit to this report on Form 11-K. E.Electronic Filers.Reports on this Form may be 336led either in paper or in electronic format, at the 336 ler222s option. See Rule 101(b)(3) of RegulationS-T (247232.101(b)(3) of this chapter).Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 617 () American LegalNet, Inc. www.FormsWorkFlow.com FORM 11-K (Mark One) ANNUALREPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the 336scal year ended OR TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission 336 le number A. Full title of the plan and the address of the plan, if different from that of the issuer named below: B. Name of issuer of the securities held pursuant to the plan and the address of its principal executive of336ce: REQUIRED INFORMATION The following 336nancial statements shall be furnished for the plan: 1. An audited statement of 336nancial condition as of the end of the latest two 336scal years of the plan (or such lesser period as the plan has been in existence). 2. An audited statement of comprehensive income (either in a single continuous 336nancial statement or in two separate but consecutive 336nancial statements; or a statement of net income if there was no other comprehensive income) and changes in plan equity for each of the latest three 336scal years of the plan (or such lesser period as the plan has been in existence). 3. The statements required by Items 1 and 2 shall be prepared in accordance with the applicable provisions of Article 6A of Regulation S-X (17 CFR 210.6A-01227.6A-05). 4. In lieu of the requirements of Items 1-3 above, plans subject to ERISA may 336 le plan 336nancial statements and schedules prepared in accordance with the 336nancial reporting requirements of ERISA. To the extent required by ERISA, the plan 336 nancial statements shall be examined by an independent accountant, except that the 223limited scope exemption224 contained in Section 103(a)(3)(C) of ERISA shall not be available. Note: A written consent of the accountant is required with respect to the plan annual 336nancial statements which have been incorporated by reference in a registration statement on Form S-8 under the Securities Act of 1933. The consent should be 336led as an exhibit to this annual report. Such consent shall be currently dated and manually signed. SIGNATURES The Plan. Pursuant to the requirements of the Securities Exchange Act of 1934, the trustees (or other persons who administer the employee bene336t plan) have duly caused this annual report to be signed on its behalf by the undersigned hereunto duly authorized. (Name of Plan) Date (Signature) * *Print name and title of the signing of336cial under the signature. American LegalNet, Inc. www.FormsWorkFlow.com

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