Form N-8A Notification Of Registration Filed Pursuant To Sect 8(a) (SEC1102) {N-8A} | Pdf Fpdf Doc Docx | Official Federal Forms

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Form N-8A Notification Of Registration Filed Pursuant To Sect 8(a) (SEC1102) {N-8A} | Pdf Fpdf Doc Docx | Official Federal Forms

Form N-8A Notification Of Registration Filed Pursuant To Sect 8(a) (SEC1102) {N-8A}

This is a Official Federal Forms form that can be used for Securities And Exchange Commission.

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You may not send a completed printout of this form to the SEC to satisfy a filing obligaton. You can only satisfy an SEC filing obligation by submitting the information required by this form to the SEC in electronic format online at https://www.edgarfiling.sec.gov. OMB APPROVAL OMB Number: 3235-0175 March 31, 2019 August 31, 2010 Expires: Estimated average burden hours per response. . . . .1.00 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection with such notification of registration submits the following information: _____________________________________________________________________________________________________________ Name: * _____________________________________________________________________________________________________ Address of Principal Business Office (No. & Street, City, State, Zip Code): _____________________________________________________________________________________________________________ Telephone Number (including area code): _____________________________________________________________________ Name and address of agent for service of process: _____________________________________________________________________________________________________________ _____________________________________________________________________________________________________________ Check Appropriate Box: Registrant is filing a Registration Statement pursuant to Section 8(b) of the Investment Company Act of 1940 concurrently with the filing of Form N-8A: YES [ ]* * NO [ ] An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid control number. Filing of this Form is mandatory. Section 8(a) of the Act and the rules thereunder require investment companies to file a notification of registration. The information collected on Form N-8A is publicly available. The Commission staff uses the information in its regulatory, disclosure review, inspection, and policy making roles. Any member of the public may direct to the Commission any comments concerning the accuracy of the burden estimate of this Form and any suggestions for reducing the burden of the Form. The collection of information has been reviewed by the Office of Management and Budget in accordance with the clearance requirements of 44 U.S.C. § 3507. ___________________________ * ** See footnote 1 to Item 1. See Instructions 4(b) and 4(f). SEC 1102 (12-01) Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. American LegalNet, Inc. www.FormsWorkFlow.com INSTRUCTIONS FOR FORM N-8A Read instructions carefully before preparing the notification of registration. A notification of registration will not be deemed acceptable as the notification of registration filed pursuant to Section 8(a) of the Investment Company Act of 1940 ("Act") unless it is prepared, executed and filed substantially in accordance with these instructions. 1. Rule as to use of form: This form shall be used as the notification of registration filed with the Commission pursuant to Section 8(a) of the Act. 2. The registrant: As used in this form the word "registrant" means the investment company filing the notification of registration. Each investment company should file a separate notification of registration. For purposes of the Act, unincorporated investment organizations, such as trusts, funds, or any organized groups of persons, are regarded as distinct entities. In such cases it is the trust, the fund or other unincorporated entity which is the "registrant." Each such trust, fund or other unincorporated entity must file an individual notification of registration. This is true even though such entities have been created under and pursuant to the same indenture of trust or contract of custodianship, or have the same corporate trustee, investment adviser, manager, depositor, or distributor of their securities. Attention is further directed to the fact that a trust or other form of organization which issues periodic payment plan certificates and the assets of which are securities issued by an investment company is itself an investment company, and as such must file a notification of registration independent of that of the investment company the securities of which constitute its assets. 3. Application of General Rules and Regulations: The general Rules and Regulations under the Act contain certain general requirements which are applicable to registration of any form. These general requirements should be carefully read and observed in the preparation and filing of a notification of registration on this form. Particular attention is directed to Regulation 8B which sets forth general requirements regarding matters such as the kind and size of paper to be used. 4. Preparation of form of notification of registration: (a) This form is not to be used as a blank form to be filled in, but only as a guide in the preparation of the notification of registration on paper meeting the requirements of Rule 8b-12. The notification of registration shall contain the item numbers and the text of the items. (b) If registrant is filing a registration statement as required by Section 8(b) of the Act concurrently with the filing of notification of registration, registrant need furnish only the information requested on the cover page and sign the form to effect registration. Otherwise, every item and subdivision of the form is to be answered fully and accurately. If an item or subdivision is not applicable to the registrant, indicate that fact by giving the answer "NOT APPLICABLE." (c) Every item is to be answered as of the date the form is prepared, unless the context clearly indicates the contrary. (d) All answers are to be typewritten or printed in ink. The reply should be centered on the page so that a margin will appear on both sides of the reply. (e) Names shall be given in full. Initials or abbreviations will not suffice. (f) Signature. 2 American LegalNet, Inc. www.FormsWorkFlow.com An original and three copies of each

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