Form 10-D Asset-Backed Issuer Distribution Report (SEC2503) {10-D} | Pdf Fpdf Docx | Official Federal Forms

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Form 10-D Asset-Backed Issuer Distribution Report (SEC2503) {10-D} | Pdf Fpdf Docx | Official Federal Forms

Form 10-D Asset-Backed Issuer Distribution Report (SEC2503) {10-D}

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OMB APPROVALOMB Number: 3235-0604 Expires: July 31, 2021 Estimated average burden hours per response . . . ....39.00 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-D ASSET-BACKED ISSUER DISTRIBUTION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 GENERAL INSTRUCTIONS A. Rule as to Use of Form 10-D. (1) This Form shall be used for distribution reports by asset-backed issuers pursuant to Rule 13a-17 or Rule 15d-17 (17 CFR 240.13a-17 or 17 CFR 240.15d-17) of the Securities Exchange Act of 1934 (the 223Act224). Such a report is required to be 336led even though the sponsor or depositor also 336les reports pursuant to Section 13(a) or 15(d) of the Act (15 U.S.C. 78m(a) or 78o(d)) with respect to classes of securities other than the asset-backed securities. See Rule 3b-19 (17 CFR 240.3b-19). Terms used in this Form have the same meaning as in Item 1101 of Regulation AB (17 CFR 229.1101). (2) Reports on this Form shall be 336led within 15 days after each required distribution date on the asset-backed securities, as speci336ed in the governing documents for such securities. B. Application of General Rules and Regulations. (1) The General Rules and Regulations under the Act contain certain general requirements which are applicable to reports on any form under the Act. These general requirements should be carefully read and observed in the preparation and 336ling of reports on this Form, except that any provision in this Form or in these instructions is controlling. (2) Particular attention is directed to Regulation 12B (17 CFR 240.12b-1 et seq.), which contains general requirements regarding 336ling reports under the Act. The de336nitions contained in Rule 12b-2 should be especially noted. See also Regu-lations 13A (17 CFR 240.13a-1 et seq.) and 15D (17 CFR 240.15d-1 et seq.). C. Preparation of Report. (1) This Form is not to be used as a blank form to be 336lled in, but only as a guide in preparing the report in accordance with Rules 12b-11 (17 CFR 240.12b-11), 12b-12 (17 CFR 240.12b-12) and 12b-13 (17 CFR 240.12b-13). The Commis-sion does not furnish blank copies of this Form to be 336lled in for 336 ling. (2) These general instructions are not to be 336led with the report. The instructions to the various captions of the Form are also to be omitted from the report as 336 led. (3) Any item which is inapplicable or to which the answer is negative may be omitted and no reference need be made in the report. If substantially the same information has been previously reported by the asset-backed issuer, an additional report of the information on this Form need not be made. Identify the form or report on which the previously reported information was 336led. Identifying information should include a Central Index Key number, 336le number and date of the previously reported information. Identify the form or report on which the previously reported information was 336 led. Identifying information should include a Central Index Key number, 336le number and date of the previously reported information. The term 223previously reported224 is de336ned in Rule 12b-2 (17 CFR 240.12b-2). (4) Attention is directed to Rule 12b-20 (17 CFR 240.12b-20), which states: 223In addition to the information expressly required to be included in a statement or report, there shall be added such further material information, if any, as may be necessary to make the required statements, in the light of the circumstances under which they are made not misleading.224 D. Incorporation by Reference. SEC 2503 05-19) Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. 1 American LegalNet, Inc. (1) If the asset-backed issuer makes available to the holders of its securities or otherwise publishes, within the period prescribed for 336ling the report on this Form, a press release or other document or statement containing information meet-ing some or all of the requirements of this Form, the information called for may be incorporated by reference to such published document or statement, in answer or partial answer to any item or items of this Form, provided copies thereof are 336led as an exhibit to the report on this Form. (2) All information incorporated by reference must comply with the requirements of this Form and the following rules on incorporation by reference: (a) [Reserved] (b) Item 1100(c) of Regulation AB (17 CFR 229.1100(c)) (additional requirements for incorporating information by reference in 336lings by asset-backed issuers); (c) Rule 303 of Regulation S-T (17 CFR 232.303) (speci336c requirements for electronically 336led documents); and (d) Exchange Act Rules 12b-23 (17 CFR 240.12b-23) (additional rules on incorporation by reference for reports 336 led pursuant to Sections 13 and 15(d) of the Act). (3) With respect to all registrants required to provide asset-level information pursuant to Item 1111(h) of Regulation AB (17 CFR 229.1111(h)): (a) The disclosures 336led as exhibits to Form ABS-EE in accordance with Item 601(b)(102) and Item 601(b)(103) of Regulation S-K (17 CFR 229.601(b)(102) and 601(b)(103)) must be incorporated by reference into the Form 10-D. (b) If the pool assets include asset-backed securities of a third-party, registrants may reference the third-party222s 336 lings of asset-level data pursuant to Item 1100(c)(2) of Regulation AB (17 CFR 232.1100(c)(2)), except that the third-party is not required to meet the de336nition of signi336cant obligor in Item 1101(k) of Regulation AB (17 CFR 232.1101(k)). E. Signature and Filing of Report. (1) The report on this Form must be signed by the depositor. In the alternative, the report on this Form may be signed on behalf of the issuing entity by a duly authorized representative of the servicer. If multiple servicers are involved in servicing the pool assets, a duly authorized representative of the master servicer (or entity performing the equivalent function) must sign if a representative of the servicer is to sign the report on behalf of the issuing entity. (2) The name and title of each person who signs the report shall be typed or printed beneath his or her signature. Atten-tion is directed to Rule 12b-11 (17 CFR 240.12b-11) concerning manual signatures. (3) An asset-backed issuer must submit the report on this Form in electronic format via the Commission222s Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system in accordance with the EDGAR rules set forth in Regulation S-T (17 CFR Part 232), except as discussed below. An issuer submitting the report in electronic format must provide the signatures required for the report in accordance with Regulation S-T Rule 302 (17 CFR 232.302). For assistance with technical questions about EDGAR or to request an access code, call the EDGAR Filer Support Of336ce at (202) 942-8900. For assistance with the EDGAR rules, call the Of336ce of EDGAR and Information Analysis at (202) 942-2940. (4) If the report is 336led in paper pursuant to a hardship exemption from electronic 336ling provided by Regulation S-T Rule 201 or 202 (17 CFR 232.201 or 232.202), or as otherwise permitted by the Commission, eight copies of the report must be 336led with the Commission. An issuer also must 336le at least one complete copy of the report with each national securities exchange on which any security of the issuer is listed and registered under Section 12(b) of the Act (15 U.S.C. 78l(b)). At least one complete copy of the report 336led with the Commission and one such copy 336led with each exchange must be manually signed. Copies not manually signed must bear typed or printed signatures. When submitting a report in paper under a hardship exemption, an issuer must provide the legend required by Regulation S-T Rule 201(a)(2) or 202(c) (17 CFR 232.201(a)(2) or 232.202(c)) on the cover page of the report. When submitting the report in electronic format to the Commission, an issuer may submit a paper copy containing typed signatures to each national securities exchange in accordanc

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