Form N-MFP Monthly Schedule Of Portfolio Holdings Of Money Market Funds (SEC2847) {N-MFP} | Pdf Fpdf Doc Docx | Official Federal Forms

 Official Federal Forms /  Securities And Exchange Commission /
Form N-MFP Monthly Schedule Of Portfolio Holdings Of Money Market Funds (SEC2847) {N-MFP} | Pdf Fpdf Doc Docx | Official Federal Forms

Form N-MFP Monthly Schedule Of Portfolio Holdings Of Money Market Funds (SEC2847) {N-MFP}

This is a Official Federal Forms form that can be used for Securities And Exchange Commission.

Alternate TextLast updated: 7/27/2016

Included Formats to Download
$ 29.99

Description

UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL WASHINGTON, DC 20549 FORM N-MFP MONTHLY SCHEDULE OF PORTFOLIO HOLDINGS OF MONEY MARKET FUNDS (See instructions beginning on page 13) Intentional misstatements or omissions of fact constitute federal and criminal violations. See 18 U.S.C. 1001. OMB Number: 3235-0657 Expires: January 31, 2019 Estimated average burden hours per response. . . ... 13.0 General Information Item 1. Report for: ________________________ mm/dd/yyyy Item 2. CIK Number of Registrant: ________________________________________________________ Item 3. LEI of Registrant (if available) (See General Instructions E.) _______________________________ Item 4. EDGAR Series Identifier: _________________________________________________________ Item 5. Total number of share classes in the series: ______________________________________________ Item 6. Do you anticipate that this will be the fund's final filing on Form N-MFP? [ ] Yes [ ] No (If Yes, answer Items 6.a ­ 6.c.) a. Is the fund liquidating? [ ] Yes [ ] No b. Is the fund merging with, or being acquired by, another fund? [ ] Yes [ ] No c. If applicable, identify the successor fund by CIK, Securities Act file number, and EDGAR series identifier: ______________________________________________________________________ Item 7. Has the fund acquired or merged with another fund since the last filing? [ ] Yes [ ] No (If Yes, answer Item 7.a.) a. Identify the acquired or merged fund by CIK, Securities Act file number, and EDGAR series identifier: _______________________________________________________________________________ SEC 2847 (5/16) American LegalNet, Inc. 1 www.FormsWorkFlow.com Item 8. Provide the name, e-mail address, and telephone number of the person authorized to receive information and respond to questions about this Form N-MFP: Name Email Telephone _____________________________________________ _____________________________________________ _____________________________________________ Part A. Series-Level Information about the Fund Item A. 1. Securities Act File Number. ____________________________________________________ Item A. 2. Investment Adviser. ____________________________________________________ a. SEC file number of investment adviser. _________________________________________ Item A. 3. Sub-Adviser. If a fund has one or more sub-advisers, disclose the name of each sub-adviser. ____________________________________________________________________________ a. SEC file number of each sub-adviser. ___________________________________________ Item A. 4. Independent Public Accountant. _________________________________________________ a. City and state of independent public accountant. __________________________________ Item A. 5. Administrator. If a fund has one or more administrators, disclose the name of each administrator. _____________________________________________________________________________ Item A. 6. Transfer Agent. a. CIK Number. ______________________________________________________________ ______________________________________________________________ ____________________________________________ [ ] No (If Yes, answer Items A.7.a ­ 7.c.) b. SEC file number of transfer agent. Item A. 7. Master-Feeder Funds. Is this a Feeder Fund? [ ] Yes a. Identify the Master Fund by CIK or, if the fund does not have a CIK, by name. ___________________________________________________________________________ b. Securities Act file number of the Master Fund. _____________________________________ American LegalNet, Inc. www.FormsWorkFlow.com SEC 2847 (5/16) 2 c. EDGAR series identifier of the Master Fund. ______________________________________ [ ] No (If Yes, answer Items A.8.a ­ 8.c.) Item A. 8. Master-Feeder Funds. Is this a Master Fund? [ ] Yes a. Identify all Feeder Funds by CIK or, if the fund does not have a CIK, by name. ___________________________________________________________________________ b. Securities Act file number of each Feeder Fund. ___________________________________________________________________________ c. EDGAR series identifier of each Feeder Fund. ____________________________________________________________________________ Item A. 9. Is this series primarily used to fund insurance company separate accounts? [ ] Yes [ ] No Item A.10. Category. Indicate the category that identifies the money market fund from among the following: [ ] Treasury [ ] Government/Agency [ ] Exempt Government [ ] Prime [ ] Single State [ ] Other Tax Exempt [ ]Yes [ ] No a. Is this fund an exempt retail fund as defined in 270.2a-7(a)(25)? Item A.11. Dollar-weighted average portfolio maturity ("WAM" as defined in rule 2a-7(d)(1)(ii)). _________ Item A.12. Dollar-weighted average life maturity ("WAL" as defined in rule 2a-7(d)(1)(iii)). Calculate WAL without reference to the exceptions in rule 2a-7(d) regarding interest rate readjustments. ________ Item A.13. Liquidity. Provide the following, as of the close of business on each Friday during the month reported (if the reporting date falls on a holiday or other day on which the fund does not calculate the daily or weekly liquidity, provide the value as of the close of business on the date in that week last calculated): a. Total Value of Daily Liquid Assets to the nearest cent: i. Friday, week 1: _________________ ii. Friday, week 2: _________________ iii. Friday, week 3: ________________ iv. Friday, week 4: _________________ v. Friday, week 5 (if applicable): __________________ b. Total Value of Weekly Liquid Assets (including Daily Liquid Assets) to the nearest cent: SEC 2847 (5/16) American LegalNet, Inc. www.FormsWorkFlow.com 3 i. Friday, week 1: _______________ ii. Friday, week 2: ___________________ iii. Friday, week 3: _________________ iv. Friday, week 4: _________________ v. Friday, week 5 (if applicable): ___________________ c. Percentage of Total Assets invested in Daily Liquid Assets: i. Friday, week 1: __________________ ii. Friday, week 2: __________________ iii. Friday, week 3: __________________ iv. Friday, week 4: ___________________ v. Friday, week 5 (if applicable): ____________________ d. Percentage of Total Assets invested in Weekly Liquid Assets (including Daily Liquid Assets): i. Friday, week 1: ___________________ ii. Friday, week 2: __________________ iii. Friday, week 3: ____________________ iv. Friday, week 4: ____________________ v. Friday, week 5 (if applicable): _____________________ Item A.14. Provide the following, to t

Our Products