Form N-MFP Monthly Schedule Of Portfolio Holdings Of Money Market Funds (SEC2847) {N-MFP} | Pdf Fpdf Docx | Official Federal Forms

 Official Federal Forms /  Securities And Exchange Commission /
Form N-MFP Monthly Schedule Of Portfolio Holdings Of Money Market Funds (SEC2847) {N-MFP} | Pdf Fpdf Docx | Official Federal Forms

Form N-MFP Monthly Schedule Of Portfolio Holdings Of Money Market Funds (SEC2847) {N-MFP}

This is a Official Federal Forms form that can be used for Securities And Exchange Commission.

Alternate TextLast updated: 3/12/2019

Included Formats to Download
$ 37.99

Description

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 OMB APPROVAL OMB Number: 3235-0657 Expires: , 201 Estimated average burden hours per response. . . ... 1 FORM N-MFP MONTHLY SCHEDULE OF PORTFOLIO HOLDINGS OF MONEY MARKET FUNDS (See instructions beginning on page ) Intentional misstatements or omissions of fact constitute federal and criminal violations. See 18 U.S.C. 1001. General Information Item 1. Report for: mm/dd/yyyy Item 2. CIK Number of Registrant: Item 3. LEI of Registrant (if available) (See General Instructions E.) Item 4. EDGAR Series Identi336 er: Item 5. Total number of share classes in the series: Item 6. Do you anticipate that this will be the fund222s 336 nal 336ling on Form N-MFP? [ ] Yes [ ] No (If Yes, answer Items 6.a 226 6.c.) a. Is the fund liquidating? [ ] Yes [ ] No b. Is the fund merging with, or being acquired by, another fund? [ ] Yes [ ] No c. If applicable, identify the successor fund by CIK, Securities Act 336le number, and EDGAR series identi336er: Item 7. Has the fund acquired or merged with another fund since the last 336ling? [ ] Yes [ ] No (If Yes, answer Item 7.a.) a. Identify the acquired or merged fund by CIK, Securities Act 336le number, and EDGAR series identi336 er: SEC 2847 (5/16) American LegalNet, Inc. www.FormsWorkFlow.com Item 8. Provide the name, e-mail address, and telephone number of the person authorized to receive information and respond to questions about this Form N-MFP: Name Email Telephone Part A. Series-Level Information about the Fund Item A. 1. Securities Act File Number. Item A. 2. Investment Adviser. a. SEC 336le number of investment adviser. Item A. 3. Sub-Adviser. If a fund has one or more sub-advisers, disclose the name of each sub-adviser. a. SEC 336le number of each sub-adviser. Item A. 4. Independent Public Accountant. a. City and state of independent public accountant. Item A. 5. Administrator. If a fund has one or more administrators, disclose the name of each administrator. Item A. 6. Transfer Agent. a. CIK Number. b. SEC 336le number of transfer agent. Item A. 7. Master-Feeder Funds. Is this a Feeder Fund? [ ] Yes [ ] No (If Yes, answer Items A.7.a 226 7.c.) a. Identify the Master Fund by CIK or, if the fund does not have a CIK, by name. b. Securities Act 336le number of the Master Fund. SEC 2847 (5/16) American LegalNet, Inc. www.FormsWorkFlow.com c. EDGAR series identi336er of the Master Fund. Item A. 8. Master-Feeder Funds. Is this a Master Fund? [ ] Yes [ ] No (If Yes, answer Items A.8.a 226 8.c.) a. Identify all Feeder Funds by CIK or, if the fund does not have a CIK, by name. b. Securities Act 336le number of each Feeder Fund. c. EDGAR series identi336er of each Feeder Fund. Item A. 9. Is this series primarily used to fund insurance company separate accounts? [ ] Yes [ ] No Item A.10. Category. Indicate the category that identi336es the money market fund from among the following: [ ] Treasury [ ] Government/Agency [ ] Exempt Government [ ] Prime [ ] Single State [ ] Other Tax Exempt a. Is this fund an exempt retail fund as de336ned in 270.2a-7(a)(25)? [ ]Yes [ ] No Item A.11. Dollar-weighted average portfolio maturity (223WAM224 as de336ned in rule 2a-7(d)(1)(ii)). Item A.12. Dollar-weighted average life maturity (223WAL224 as de336ned in rule 2a-7(d)(1)(iii)). Calculate WAL without reference to the exceptions in rule 2a-7(d) regarding interest rate readjustments. Item A.13. Liquidity. Provide the following, as of the close of business on each Friday during the month reported (if the reporting date falls on a holiday or other day on which the fund does not calculate the daily or weekly liquidity, provide the value as of the close of business on the date in that week last calculated): a. Total Value of Daily Liquid Assets to the nearest cent: i. Friday, week 1: ii. Friday, week 2: iii. Friday, week 3: iv. Friday, week 4: v. Friday, week 5 (if applicable): b. Total Value of Weekly Liquid Assets (including Daily Liquid Assets) to the nearest cent: SEC 2847 (5/16) American LegalNet, Inc. www.FormsWorkFlow.com i. Friday, week 1: ii. Friday, week 2: iii. Friday, week 3: iv. Friday, week 4: v. Friday, week 5 (if applicable): c. Percentage of Total Assets invested in Daily Liquid Assets: i. Friday, week 1: ii. Friday, week 2: iii. Friday, week 3: iv. Friday, week 4: v. Friday, week 5 (if applicable): d. Percentage of Total Assets invested in Weekly Liquid Assets (including Daily Liquid Assets): i. Friday, week 1: ii. Friday, week 2: iii. Friday, week 3: iv. Friday, week 4: v. Friday, week 5 (if applicable): Item A.14. Provide the following, to the nearest cent: a. Cash. (See General Instructions E.) b. Total Value of portfolio securities. (See General Instructions E.) i. If any portfolio securities are valued using amortized cost, the total value of the portfolio securities valued at amortized cost. c. Total Value of other assets (excluding amounts provided in A.14.a226c.) Item A.15. Total value of liabilities, to the nearest cent. Item A.16. Net assets of the series, to the nearest cent. SEC 2847 (5/16) American LegalNet, Inc. www.FormsWorkFlow.com Item A.17. Number of shares outstanding, to the nearest hundredth. Item A.18. If the fund seeks to maintain a stable price per share, state the price the fund seeks to maintain. Item A.19. 7-day gross yield. Based on the 7 days ended on the last day of the prior month, calculate the fund222s yield by determining the net change, exclusive of capital changes and income other than investment income, in the value of a hypothetical pre-existing account having a balance of one share at the beginning of the period and dividing the difference by the value of the account at the beginning of the base period to obtain the base period return, and then multiplying the base period return by (365/7) with the resulting yield 336gure carried to at least the nearest hundredth of one percent. The 7-day gross yield should not re337ect a deduction of shareholders fees and fund operating expenses. For master funds and feeder funds, report the 7-day gross yield at the master-fund level. Item A.20. Net asset value per share. Provide the net asset value per share, calculated using available market quotations (or an appropriate substitute that re337ects current market conditions) rounded to the fourth decimal place in the case of a fund with a $1.0000 share price (or an equivalent level of accuracy for funds with a different share price), as of the close of business on each Friday during the month reported (if the reporting date falls on a holiday or other day on which the fund does not calculate the net asset value per share, provide the value as of the close of business on the date in that week last calculated): a. Friday, week 1: b. Friday, week 2: c. Friday, week 3: d. Friday, week 4: e. Friday, week 5 (if applicable): Part B: Class-Level Information about the Fund For each Class of the Series (regardless of the number of shares outstanding in the Class), disclose the following: Item B.1. EDGAR Class identi336 er. Item B.2. Minimum initial investment. Item B.3. Net assets of the Class, to the nearest cent. Item B.4. Number of shares outstanding, to the nearest hundredth. SEC 2847 (5/16) American LegalNet, Inc. www.FormsWorkFlow.com Item B.5. Net asset value per share. Provide the net asset value per share, calculated using available market quotations (or an appropriate substitute that re337ects current market conditions), rounded to the fourth decimal place in the case of a fund with a $1.0000 share price (or an equivalent level of accuracy for funds with a different share price), as of the close of business on each Friday during the month reported (if the reporting date falls on a holiday or other day on which the fund does not calculate the net asset value per share, provide the value as of the close of business on the date in that week last calculated): a. Friday, week 1: b. Friday, week 2: c. Friday, week 3: d. Friday, week 4: e. Friday, week 5 (if applicable): Item B.6. Net shareholder 337ow. Provide the aggregate weekly gross subscriptions (including dividend reinvestments) and gross redemptions, rounded to the nearest

Our Products