Instructions for Application for Qualification of Issuer Transactions by Notification (Section 260.112) {DFPI-260.112}

DFPI-260.112, INSTRUCTIONS FOR APPLICATION FOR QUALIFICATION OF ISSUER TRANSACTIONS BY NOTIFICATION (SECTION 260.112), Pursuant to Section 25146 of the California Corporations Code and Section 260.146 of Title 10 of the California Code of Regulations, applicant hereby undertakes, as long as required under the foregoing sections and subject to the exception therein contained, to file with the Commissioner: (a) within 120 days after the end of each fiscal year a report of financial condition and a related statement of income and expenses covering such fiscal year; and (b) within 90 days after the first six months of each fiscal year, a like report and statement covering such six months period. (Rev. 11-20). www.FormsWorkflow.com