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Broker Dealer Principal Designation Letter BDPD - Arkansas
| Broker Dealer Principal Designation Letter Form. This is a Arkansas form and can be used in General Blue Sky Secretary Of State . |
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BROKER / DEALER PRINCIPAL DESIGNATION LETTER TO: Mr. Michael J. Johnson, Commissioner Arkansas Securities Department Pursuant to the Ark. Code Ann. ยง 23-42-301(e)(1), I hereby designate. (''Principal'') as the individual (PRINCIPAL'S NAME) who has direct supervision over the offer, purchase and sale of securities in Arkansas for the following broker-dealer: (BROKER-DEALER NAME) This individual, as Principal, has full and continuing authority to represent this Broker-Dealer and carry out the responsibilities set forth under the Act. 1) (Signature of Firm's Designating Officer/General Partner) Title Date 2) I Hereby Accept the Supervisory Responsibility for all Offers, Purchases, and Sales of Securities in Arkansas. (Signature of Principal) Title Date Revision Date: April 12, 2004 American LegalNet, Inc. www.USCourtForms.com
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