Tennessee > Secretary Of State > Blue Sky > Securities

Designation Of Accountant IN-1493 - Tennessee

Designation Of Accountant Form. This is a Tennessee form and can be used in Securities Blue Sky Secretary Of State .
 Fillable pdf Last Modified 10/6/2005
Get this form for FREE as a print-only pdf

DESIGNATION OF ACCOUNTANT 1) Broker-dealer Name: __________________ __________________ _________________________ Address: __________________________________ _________________________ Telephone Number: __________________________________ _________________ SEC Registration Number: ____________________________ _________________ 2) Accounting Firm Name: __________________ __________________ _________________________ Address: __________________________________ _________________________ Telephone Number: _____________________________________ ______________ 3) Audit date covered by the agreement: ____________________________________ (month / day / year) 4) The contractual commitment to conduct the brokers or dealers annual audit: ( ) is for the annual audit for the fiscal year ending __________________________. ( ) is of a continuing nature, providing for successive yearly audits. If this commitment is not of a continui ng nature, it will be necessary to file this form each successive year. Accountants Signature: _______ ___________________________ ________________ Print Accountants Name _____________________ __________________ __________ Title: _____________________________________ __________________ __________ Date: ______________________ __________________ _________________________ IN-1493 RDA 897 American LegalNet, Inc. www.USCourtForms.com
Link/Embed this Document
URL
Embed


Popular Searches

  1. Declaration
  2. financial affidavit
  3. request for dismissal
  4. satisfaction of judgment
  5. notice of motion
  6. interrogatories
  7. civil
  8. summons
  9. custody
  10. notice of appeal

Bookmark and Share