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Registered Securities Agent - Applicant Certification OBD018 - Oklahoma
| Registered Securities Agent - Applicant Certification Form. This is a Oklahoma form and can be used in Securities Blue Sky Secretary Of State . |
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REGISTERED SECURITIES AGENT APPLICANT CERTIFICATION I, , CRD number , hereby certify to theAdministrator of the Oklahoma Department of Securities that I have caref ully reviewed the Oklahoma Uniform Securities Act of 2004, 71 O.S., 1-01 through 1-101, as well as the rules and regulations adopted thereunder, and I fully understand my responsibilities thereunder as a r egistered securities agent. I so certify and make this filing with the Administrator in connection w ith my application as a securities agent: Dated this day of , 20 . .............................................................. (Signature) STATE OF ) ..........................................................) SS COUNTY OF ) Subscribed and sworn before me this day of , 20 , Notary Public My Commission Expires: MANAGEMENT CERTIFICATION I, , an officer, director, partner or sole proprietor of , hereby certify to theAdministrator of the Oklahoma Department of Securities that the above ap plicant for registration as a registered securities agent has been provided adequate instruction with respect to his/her responsibilities under the Oklahoma Securities Act of 2004, and the rules and regulations adopted and promulgated pursuant thereto. Dated this day of , 20 . (Signature) .............................................................. (Title) STATE OF ) ..........................................................) SS COUNTY OF ) Subscribed and sworn before me this day of , 20 , Notary Public My Commission Expires: American LegalNet, Inc. www.USCourtForms.com
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