New York > Secretary Of State > Blue Sky > Investor Protection And Securities
Application For Exemption From Accounting Requirements Of Article 23 ATS-1 - New York
|Application For Exemption From Accounting Requirements Of Article 23 Form. This is a New York form and can be used in Investor Protection And Securities Blue Sky Secretary Of State .||
|Get this form for FREE as a print-only pdf|
ATS-1 (Rev. 11/95) APPLICATION FOR EXEMPTION FROM ACCOUNTING REQUIREMENTS OF ARTICLE 23 NAME OF COMPANY: _____________________________________________ ADDRESS OF COMPANY: __________________________________________ NAME OF PRODUCTION: __________________________________________ ______________________________________________________________ RE: Based on the following facts and representations, we hereby apply for an exemption from the requirement of furnishing a "certified statement" to investors and the Office of the Attorney General pursuant to Section 23.03 (2) of the Arts and Cultural Affairs Law. We make such application for exemption pursuant to Section 51.6, 13 NYCRR Part 51 and represent that we will comply with Section 51.2 through 51.5 of such Regulations. PLEASE ANSWER THE FOLLOWING QUESTIONS: 1. The total capitalization of the offering is $____________. 2. The interests therein have been offered to ______ persons. 3. Is this production part of an investment pool? Yes _______ No _______ 4. The name, address and the telephone number of the accountant(s) employed or to be employed by the producer(s) in connection with the above production are: ________________________________________________________________________ ________________________________________________________________________ ________________________________________________________________________ 5. The name, address and telephone number of the attorney(s) employed by the producer(s) in connection with the above production are: ________________________________________________________________________ ________________________________________________________________________ 6. Have any of the General Partners had theatrical offerings filed with the Office of the Attorney General within the five years prior to the date of this application? Yes _______ No _______ a) If yes, please list the names of the companies and the shows they produced: ________________________________________________________________________ ________________________________________________________________________ ________________________________________________________________________ b) Are the above listed production companies currently in compliance with the financial reporting requirements of Section 23.03(2) of the Arts and Cultural Affairs Law and the regulations thereunder? Yes ______ No ______ 2002 © American LegalNet, Inc. c) Have the above listed production companies provided the financial reports required by Section 23.02(2) and the regulations thereunder within the time periods set forth in such statute. Yes _______ No ______ If no, please explain in detail (use an attachment, if necessary). ________________________________________________________________________ ________________________________________________________________________ ________________________________________________________________________ I (We) hereby represent that: 1) I (we) am (are) familiar with the requirements of Section 23.03(2) of the Arts and Cultural Affairs Law and the regulations thereunder; 2) the facts set forth in this application are true, accurate and complete; and 3) this application is being submitted prior to the date a "certified statement" would otherwise be due, as required by 13 NYCRR 51.6. ____________________________ Date ________________________________ (Producer) _________________________________ (Office Address) __________________________________ (Permanent Home Address) __________________________ ___________________________________ Date (Producer) ___________________________________ (Office Address) ____________________________________ (Permanent Home Address) (spe) 2002 © American LegalNet, Inc.