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Commodity Broker-Dealer Sales Representative Statutory Bond C4 - Missouri
| Commodity Broker-Dealer Sales Representative Statutory Bond Form. This is a Missouri form and can be used in Securities Blue Sky Secretary Of State . |
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Secretary of State State of Missouri Securities Division 600 W. Main, PO Box 1276 Jefferson City, MO 65102 Commodity Broker-Dealer, Sales Representative, Statutory Bond KNOW ALL MEN BY THESE PRESENTS, That of the County of State of as PRINCIPAL and State of , a surety corporation dulyqualified to do business in the State of Missouri as SURETY, are held and firmly bound unto the State of Missouri, and/or any person, firmor corporation interested, in the sum of (See Note 1 below.) lawful money of the United States of America for the payment whereof wel l and truly to be made, we do bind ourselves, our heirs, admin-istrators, executors, successors and assigns, jointly and severally, fir mly by these presents. The condition of this obligation is such that whereas, the Sec urities Division of the Office of Secretary of State, State of Missouri, underthe provisions of the Missouri Model Commodities Code has regis tered the said PRINCIPAL herein named as a(n) (See Note 2 below.) NOW, THEREFORE, if the above bounden PRINCIPAL herein named shall well and truly comply with the provisions of the MissouriModel Commodities Code and rules, regulations and orders made legally pu rsuant therein and faithfully account for any monies or securi-ties coming into his hands as a registrant under the Missouri Model Commodities Code, then this obligation to be void, otherw ise to remainin full force and effect. PROVIDED, HOWEVER, AND UPON THE FOLLOWING EXPRESS CONDITIONS: That every person having a cause of action under the Missouri Model Comm odities Code may initiate suit in any court of competentjurisdiction against the PRINCIPAL and/or the SURETY upon this bond. No suit may be maintained to enforce any liability on the bondunless brought within two years after the sale or other act u pon which it is based. PROVIDED, always, that nothing herein shall be construed to make the tot al maximum liability hereunder of the above named SURE-TY more than (See Note 1 below.) regardless of the number of acts of omission or commission of the above named PRINCIPAL, and regardless of the number of years thisbond shall continue in force. PROVIDED, FURTHER, that the SURETY may cancel this bond as an entirety by giving 60 days written notice by registered mail tothe Missouri Securities Division at Jefferson City, Missouri, co py of said notice of cancellation to be sent by registered ma il to the PRIN-CIPAL hereunder. In case of such cancellation by the SURETY no further obligation shall be incurred under this bond after the expirationof said 60 days, but the liability of the PRINCIPAL and SURETY shall app ly as above set out as to any acts or omissions which may haveoccurred prior to the effective date of such cancellation. This bond shall continue in force and effect unless previously cancelled as hereabove provided for, at which time it shall i pso facto ceaseand terminate as to all future transactions only, provided, how ever, that the entry of an order by the Commissioner denying, suspending orrevoking the registration of the PRINCIPAL or the latters withdrawal f rom registration shall constitute an automatic cancellation of thisbond. IN WITNESS WHEREOF, the said parties hereunto have set their h ands and affixed their respective seals thisday of , 20 . (Principal) (SEAL) (Surety) By: (Capacity of person signing) Note 1Fill in the amount, expressed in words and also digits, applic able to the type of Principal bonded. Note 2Fill in "Broker-Dealer" or "Sales Representative" as is applic able. Note 3If this bond has been subscribed to by an "Attorney in Fact" t here must be attached a properly authenticated "Power of Attorney."Form C-4 American LegalNet, Inc. www.USCourtForms.com
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