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Application For Registration Of Single Family Mortgage Revenue Bonds SR5 - Missouri
| Application For Registration Of Single Family Mortgage Revenue Bonds Form. This is a Missouri form and can be used in Securities Blue Sky Secretary Of State . |
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Robin Carnahan Secretary of State State of Missouri Securities Division 600 W. Main PO Box 1276 Jefferson City, MO 65102 Application for Registration of Single Family Mortgage Revenue Bonds Issued by Missouri Counties, Certain Cities, and the City of St. Louis Pursuant to Sections 108.450 through 108.470 RSMo 1. INFORMATION WITH RESPECT TO THE ISSUER. a. Name of Issuer: b. Address of Issuer: c. Form and date of organization of issuer: d. Name, address and position of all elected officials performing legisl ative functions for the issuer: e. Name, address and position of chief elected executive officer of issu er: f. Name, address and position of chief appointed fiscal officer of the issuer: g. Do any of the officers or employees of the issuer named above have an y material interest in any material transaction with the issuer or any of its agencies as affected within the past three (3) years or propose d to be affected? If the answer is affirmative, please describe such interest or interests in a document attached hereto and marked Exhibit A. 2. INFORMATION WITH RESPECT TO THE BONDS. a. Are the bonds being issued as those described in Sections 108.450 thr ough 108.470 RSMo? b. With respect to the bonds covered by this registration, state the amo unt of bonds being issued. $ c. Type of offering: (1) Public sale (2) Negotiated sale (3) If the securities will have a proposed offering price, state the proposed maturity schedule and offering price per maturity or the metho d by which it is to be computed in a document attached hereto and marked E xhibit B. d. Will any portion of the bond issue be offered for sale by the Issuer to any person or class of persons other than underwriters? If so, specify any such person or class and variation in price from the price at which the offer will be made to underwriters and describe the plan of distribution. FORM SR-5 (01-05) American LegalNet, Inc. www.USCourtForms.com<<<<<<<<<********>>>>>>>>>>>>> 2 e. Will the bonds be offered on any basis other than cash? If so, state the basis other than cash. f. State the estimated aggregate underwriting and selling discounts. $ g. Will any commission or finders fees be paid with respect to this bo nd issue other than the underwriting and selling discounts referred to above? If so, state the amount thereof and to whom said commissions or fees wil l be paid, including separately cash, securities, contracts or anything else of value to accr ue to said persons in connection with the offering. h. Will the selling discounts or commissions be variable? If so, state the basis for determining them and their maximum and minimum amounts. i. State the estimated amounts of other selling expenses including leg al, engineering, accounting and printing charges. j. State the name and address of the underwriter. k. Is there an underwriting or selling group agreement pursuant to whic h participation by underwriters in the bond issue is to be made? If so, attach said agreement (or the proposed form of any such agreemen t whose terms may not have been finally determined) to this registration marked Exhib it C. l. State the estimated cash proceeds to be received by the issuer from the sale of the bonds. $ m. Will the cash proceeds received by the issuer be used for the purpose of making of mortgage loans by mortgage lenders for the construction, rehabilitation or purchase of single family residentia l housing for low or moderate income persons and families pursuant to Sections 108.450 through 108.470 RSMo? If so, state the numbers of the pages in the preliminary official statement of the issuer in connection with the bond issue for which registration is sought by this application where the following information may be found: (1) USE OF PROCEEDS - (a) PURPOSES - The purposes for which the proceeds are to be used by the Issuer: page (b) AMOUNTS - The amounts to be used for each purpose: page (c) PRIORITY - The order or priority for which the proceeds will be used for the purposes stated: page (2) OTHER SOURCES OF FUNDS - The amounts of any funds to be raised fr om other sources to achieve the purposes stated and the sources of any such funds: page (3) THE TRUSTEE - A description of the trustee: page (4) INSURANCE - A description of the mortgage pool insurance and any other insurance policies relating to the mortgage loans or loans to mortgage lenders: page (5) MORTGAGE PURCHASE AGREEMENTS - A general description of terms and conditions of the purchase of, invest- ment in, or assignment of mortgage loans from mortgage lenders or loans made to mortgage lenders, provisions for the security thereof, and provisions requiring the proceeds of the loans to be used by such mortgage lenders for the making of new mortgages for single family residential housing; provisions for s ecuring such new mortgages; and a general description of the terms and conditions of such new mortgage loans inclu ding origination, servicing and administration of the new mortgage loans: page (6) DEFAULT - Events of default and remedies therefor: page (7) UNUSED PROCEEDS - The procedure to be followed in the event that not all of the bond proceeds are able to be used for any reason: page (8) RESERVE FUNDS - Provisions made by the issuer to secure payment o f the bonds including the creation of reserve and capitalized interest funds: page FORM SR-5 (01-05) American LegalNet, Inc. www.USCourtForms.com<<<<<<<<<********>>>>>>>>>>>>> 3 (9) FLOW OF FUNDS - Funds established by the issuer with respect to t he setting and collection of principal and interest on mortgages deemed necessary to pay the debt service on the bonds: page (10) ADDITIONAL SECURITIES - Are there provisions permitting or restr icting the issuance of additional securities? page (11) RELEASE OR SUBSTITUTION OF ASSETS - Provisions for the release o r substitution of assets securing the issue: page (12) MODIFICATION - Modification of terms of the security: page (13) ENFORCEMENT OF RIGHTS OF BONDHOLDERS - The terms and conditions, if any, under which the bondholders, or any specified percentage thereof, of the bonds or any coupons represe nting interest accrued thereon may, by civil action, compel the Issuer to perform all duties imposed upon it by statu te (i.e 108.450 - 108.470 of the Revised Statutes of Missouri) and to enforce the performance of any and all of the covenants made by the Issuer with respect to the issuance of the bonds: page (14) MATURITY, ETC. - Provisions relating t
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