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Bond For Investment Adviser 172 - Minnesota
| Bond For Investment Adviser Form. This is a Minnesota form and can be used in General Blue Sky Secretary Of State . |
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[BOND FOR INVESTMENT ADVISER] KNOW ALL BY THESE PRESENTS,That we, , as Principal, and a qualified and authorized to do business in the State of Minnesota, as Surety, are held and firmly bound unto the STATE OF MINNESOTA for the use and benefit of any interested person, in the sum of $25,000.00, lawful money of the United States of America, to be paid to the State of Minnesota for the use and benefit aforesaid, for which payment well and truly to be made, we bind ourselves, our heirs, executors, administrators, successors and assigns, jointly and severally, firmly by these presents. THE CONDITION OF THE ABOVE OBLIGATION IS SUCH, That Whereas the above named Principal has made application to the State of Minnesota, Department of Commerce, for licensing as an Investment Adviser within the meaning of the Minnesota Securities Act and is required to furnish a bond in the sum above named, conditioned as herein set forth: NOW, THEREFORE, If the Principal, their agents and employees, shall strictly, honestly and faithfully comply with the provisions of the aforementioned Minnesota Securities Act, and shall pay all damages suffered by any person by reason of the violation of any of the provisions of the Act, or Acts amendatory thereof and supplementary thereto, now or hereafter enacted, or by reason of any fraud, dishonesty, misrepresentation, or concealment of facts materially affecting the value of any securities connected with, or growing out of any transaction contemplated by the provisions of this Act, then this obligation shall be void; otherwise to remain in full force and effect. THIS BOND shall become effective on the , and shall remain in force until the Surety is released from liability by the State of Minnesota, Department of Commerce, or until this bond is canceled by the Surety. The Surety may cancel this bond and be relieved of further liability hereunder by giving thirty (30) days written notice to the Principal and to the Department of Commerce, of the State of Minnesota. THIS BOND shall be one continuing obligation, and the liability of the Surety for the aggregate of any and all claims which may arise hereunder shall in no event exceed the amount of the penalty hereof. No suit may be maintained to enforce any liability on the bond, unless brought within three years after the sale or other act upon which it is based. American LegalNet, Inc. www.USCourtForms.com<<<<<<<<<********>>>>>>>>>>>>> 2 IN WITNESS WHEREOF, we have hereunto set our hands and seals this day of , . WITNESS: ATTEST: By (INDIVIDUAL ACKNOWLEDGMENT) STATE OF ) ) SS. COUNTY OF ) On this day of , , before me, a Notary Public within and for said county, personally appeared, , to me known to be the person described in and who executed the foregoing instrument, as Principal, and acknowledged to me that ..he executed the same as a free act and deed. (NOTARIAL SEAL) Notary Public, County, My Commission Expires (CORPORATE ACKNOWLEDGMENT) STATE OF ) ) SS. COUNTY OF ) On this day of , , before me a Notary Public within and for said county, personally appeared, , who being first duly sworn, says that ..he is the of , Principal herein, and executed the foregoing instrument for and in its behalf, by authority of its Board of Directors, that the seal affixed to the foregoing instrument is the corporate seal of said corporation; and further acknowledged said instrument and the execution thereof to be the voluntary act and deed of said corporation. (NOTARIAL SEAL) Notary Public, County, My Commission Expires American LegalNet, Inc. www.USCourtForms.com<<<<<<<<<********>>>>>>>>>>>>> 3 (SURETY ACKNOWLEDGMENT) (Corporate Officer) STATE OF ) ) SS. COUNTY OF ) On this day of , , before me, a Notary Public within and for said county, personally appeared , who being first duly sworn, says that ..he is the of , Surety herein, a corporation duly organized and existing under laws of the State of , and executed the foregoing instrument for and in its behalf, by authority of its Board of Directors; that the seal affixed to the foregoing instrument is the corporate seal of said corporation; and further acknowledged said instrument and the execution thereof to be the voluntary act and deed of said corporation. (NOTARIAL SEAL) Notary Public, County, My Commission Expires Approved by the Department of Commerce this day of , . By Commissioner of Commerce American LegalNet, Inc. www.USCourtForms.com
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