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Personal Balance Sheet FIS-0553 - Michigan

Personal Balance Sheet Form. This is a Michigan form and can be used in Broker-Dealer Agent Registration Securities Blue Sky Secretary Of State .
 Fillable pdf Last Modified 1/9/2014
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FIS 0553 (10/11) Office of Financial and Insurance Regulation page 1 of 2 Route to: Securities Division Personal Balance Sheet Prepare in accordance with generally accepted accounting principles (GAAP) to show the current financial condition of the applicant. Add footnotes to this statement, describing all contingent liabilities such as note endorsements, warranties, pending litigation, etc. Income can be shown in accounts receivable if it has been earned and not yet received. Please attach any documentation which may explain or support a particular entry; i.e., IRS repay agreements. Space is provided on page 2 for notes. Attach additional sheets if necessary. Name of Applicant Date of balance sheet MM / DD / YY Method of valuation used: Use same method for all assets Market value Cost CRD Number CURRENT ASSETS (read "Notes" at bottom of column) 1. Cash 2. Checking/Savings 3. Stocks, Bonds, Mutual Funds (see note below) 4. IRA, 401K, Keogh (vested interest) 5. Life Insurance (cash surrender value only) 6. Accounts Receivable (must explain on page 2) 7. Primary Residence 8. Other Residence 9. Real Estate - Rental Property 10. Automobiles 11. Furniture 12. Collectibles 13. Antiques 14. Jewelry 15. 16. 17. 18. 19. TOTAL ASSETS (add lines 1 through 18) 32. 33. 34. 35. 28. 29. 30. 31. CURRENT LIABILITIES 20. Automobile Loan(s) 21. Credit Card Debt(s) 22. Personal Loans 23. Student Loans 24. Personal Estimated Taxes Payable: 25. Real Estate Estimated Taxes Payable: 26. Other Estimated Taxes Payable: 27. Contingent Liabilities Mortgages Payable: Liens/Judgments: (list all separately) 36. Compromise with creditor balance 37. All other liabilities including but not limited to Insurance Payable, Accounts Payable, Chapter Notes: Supporting documentation required for items 1-5 Provide supporting documentation for each item listed on lines 1-5. Dates of the supporting documents must match the date of the balance sheet. Amounts must match supporting documentation or attach a sheet that shows how the amounts were calculated. Also, Explanation required for amounts over $5,000 listed on lines 12-18. 13 balance (must itemize and explain on page 2) 38. TOTAL LIABILITIES (add lines 20 through 37) 39. NET WORTH (subtract line 38 from line 19) Please complete page 2 of this Balance Sheet American LegalNet, Inc. www.FormsWorkFlow.com FIS 0553 (10/11) Office of Financial and Insurance Regulation page 2 of 2 Use this section for footnotes to balance sheet entries and for additional explanations as requested in instructions. Reference each footnote by its corresponding line number from page one of this form. Attach additional sheets if necessary. Certification This balance sheet, including all footnotes and attachments is a true, complete and correct statement of my financial condition as of the date indicated on page one of the balance sheet. Signature Date signed Daytime telephone number (please include area code) Signer's name (typed or printed) Email address PA 551 of 2008 requires submission by each applicant. Failure to properly complete and file this form may result in denial or revocation of your registration, or other compliance action. Send completed form to: By US Mail: OFIR - Securities PO Box 30701 Lansing, MI 48909-7724 By Delivery Service to: OFIR - Securities 1st Floor North 525 W. Allegan Lansing, MI 48933-1502 Michigan Department of Licensing and Regulatory Affairs LARA is an equal oppportunity employer/program. Auxiliary aids, services and other reasonable accommodations are available upon request to individuals with disabilities. Visit OFIR online at: www.michigan.gov/ofir Phone OFIR toll-free at: 1-877-999-6442 American LegalNet, Inc. www.FormsWorkFlow.com
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