Idaho > Secretary Of State > Blue Sky > Department Of Finance > Securities Bureau
Checklist Agent Of Issuer Application CAIA - Idaho
| Checklist Agent Of Issuer Application Form. This is a Idaho form and can be used in Securities Bureau Department Of Finance Blue Sky Secretary Of State . |
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IDAHO DEPARTMENT OF FINANCE Securities Bureau 700 W. State St., 2nd Fl., Boise, ID 83702 P.O. Box 83720, Boise, ID 83720-0031 Website: finance.idaho.gov Fax: 208/332-8099 208/332-8004 CHECKLIST FOR AGENT OF ISSUER APPLICATIONS The following should be submitted to the Department of Finance, Securities Bureau: a. Form U-4, completed and signed b. Agent licensing fee of $50 (Licenses expire on December 31 of each year) ule 83.02(iv ) pursuant to the Uniform Securities Act (2004) of the State of Idaho (Act)] *A waiver of the bond requirement is granted to up to two officers of the issuer. The bond is required of any other officers wishing to apply as agents. [See Rule 83.02(c) pursuant to the Act] d. Proof of examinations (Series 63 and one general securities examination)* *A waiver of the examination requirement is granted to up to two officers of the issuer. Examinations are required of any other officers wishing to apply as agents. If an officer acting as agent of issuer is licensed for more than one fund or offering during a five year period, he must pass the series 63 examination plus one general securities examination. [See Rule 83.02(c) pursuant to the Act] C:\MyFiles\AgtCklst.wpd Amended 9/04 American LegalNet, Inc. www.USCourtForms.com
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