Connecticut > Secretary Of State > Blue Sky > General
Connecticut Form U-1 Supplement For EDGAR Filers U1SE - Connecticut
| Connecticut Form U-1 Supplement For EDGAR Filers Form. This is a Connecticut form and can be used in General Blue Sky Secretary Of State . |
|
||||||
 Get this form for FREE as a print-only pdf |
|||||||
|
CONNECTICUT FORM U-1 SUPPLEMENT FOR EDGAR FILERS The EDGAR Filer described below elects to use EDGAR to register the offe ring of securities by coordination described in the accompanying Form U-1 under Sections 36b-17 and 36b-19 of the Connecticut Uniform Securities Act. Name of EDGAR Filer (company or issuer name): Contact Person: Contact Person Telephone: Date of this Filing: The following documents and information have been, or, in the case of post-effectiveness filings, will be, filed via EDGAR and are or will be available for on-line viewing. Do not file these documents in paper form with Connecti cut: [ ] Registration Statement [ ] Maximum and minimum proposed offering prices and the maximum underwritin g discounts and commissions. By order dated July 3, 2001, the Commissioner removed the requirement that this information be on file for two busines s days for EDGAR filers. [ ] Latest form of prospectus as filed under the Securities Act of 1933 [ ] (Post-Effective) Price amendment [ ] (Post-Effective) Amendment containing the information in the price ame ndment, if any [ ] Prospectus amendments, other than amendments that merely delay the effec tive date of the registration. Note: Complying with Rule 310 under SEC Regulation S-T (governing the marking of changed materials electronically will satisfy the requirement in Section 36b-31-19a(b) of the Regulations that prospectu s amendments be clearly marked to indicate specific amendments. In additio n, EDGAR filers filing prospectus amendments electronically are exempt from the requirement in Section 36b-31-19a(b) of the Regulations that the a mendments be filed within 2 business days after they have been filed with the SEC. American LegalNet, Inc. www.USCourtForms.com
|
|||||||
