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Notice Of Claim Of Exemption From Registration For Certain Municipal Securities ME - Colorado
| Notice Of Claim Of Exemption From Registration For Certain Municipal Securities Form. This is a Colorado form and can be used in Securities Blue Sky Secretary Of State . |
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Form ME (Rev. 11/02) Page 1 Colorado File No. ME ______________________ Colorado Division of Securities 1580 Lincoln St., Ste. 420 Denver, CO 80203 (303) 894-2320 (Official Use Only) COLORADO MUNICIPAL BOND SUPERVISION ACT (TITLE 11, ARTICLE 59, C.R.S.) NOTICE OF CLAIM OF EXEMPTION FROM REGISTRATION FOR CERTAIN MUNICIPAL SECURITIES Pursuant to the requirements of section 11-59-110 (2), C.R.S. notice of claim of exemption from the registration requirements of the Colorado Municipal Bond Supervision Act is submitted tot he Securities Commissioner as follows: 1. TITLE OF ISSUES: 2. TYPE OF DISTRICT: Special District Municipal General Improvement District Municipl aSpecial Improvement District County Local Improvement District County Public Improvement District 3. NAME, TITLE, ADDRESS AND PHONE NUMBER OF PERSON SUBMITTING NOTICE: IMPORTANT: 4. A filing fee of $100 made payable to the Colorado State Treasurer must accompany this notice. 5. A copy of the Official Statement must accompany this notice (Preliminary Statement will suffice until Final Statement is available.) 6. Be certain to indicate the " exemption)s( being claimed" on the next page of this form. NOTE: No acknowledgement of this filing will be mde unlesa s one additional copy of this form and a stamped, self-addressed envelope are provided. FORM ME (Rev.11/02) Page 2 <<<<<<<<<********>>>>>>>>>>>>> 2 EXEMPTIONS FROM REGISTRATION UNDER THE COLORADO MUNICIPAL BOND SUPERVISION ACT (TITLE 11, ARTICLE 59, C.R.S.) CHECK ONE: (All references are to either section 11-59-110(1), C.R.S. or rule 59-10.3 promulgated under section 11-59-103, C.R.S.) (b) An issue of general obligation bonds where the total obligation represented by the issue together with any other general obligation of the district does not at the time of issuance exceed the greater of $2 million or 50% of the valuation for assesms ent of the taxable property in the district as certified by the assessor. (c) An issue of bonds that is rated in one of its four highest rating categories by one or more nationally recognized organization which regularly rate such obligations. (d) An issue of bonds by a district in which infrastructure is in place which has been determined by the board of such district to be necessary to construct or otherwise provide additional improvements specifically ordered by a federal or state regulatory agency to bring such district into compliance with applicable federal or state laws or regulations for the protection of the public health or the environment if the proceeds raised as a result of such issue are limited solely to the direct and indirect costs of the construction or improvements mandated and are used solely for those purposes. (e) An issue of bonds secured as to the payment of the principal and interest on the debt by an irrevocable and unconditional letter of credit, line of credit or other credit enhancement issued by a depository institution qualified as defined in section 11-59-110(1) (e), C.R.S. (f) An issue of bonds insured as to payment of the principal and interest on the debt by a policy of insurance issued by an insurance company qualified as defined in section 11-59-110(1) (f), C.R.S. (g) An issue of bonds not involving a public offering made exclusively to accredited investors as defined under Regulation D promulgated by the federal Securities and Exchange Commission. (h) An issue of bonds made pursuant to an order of a court of competent jurisdiction. (i) An issue of bonds by a district which has principal amounts payable from moneys other than the proceeds of an ad valorem tax where the total of such obligations represented by the issue together with other such bonds of the district does not at the time of issuance exceed two million dollars. (j) An issue of bonds of a district issued to the Colorado water resources and power development authority which evidences a loan from said authority to the district. (If no Official Statements prepared related to this bond, a copy of the Governmental Agency Bond will suffice.) (k) An issue of bonds by a district that contains territory subjet c to an intergovernmental annexation agreement between the City and county of Denver and Adams County dated April 21, 1988, made pursuant to section 30-6-109.5, C.R.S. (10.3) An issue of bonds by a district issued in denominations of not less than $500,000 rgetin in ,cheaal n ha tsslet no fo sleipltum $1,000. District Name Signature Date Type Name and Title
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