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No Sales Solicitation In AZ NOSAL - Arizona

No Sales Solicitation In AZ Form. This is a Arizona form and can be used in General Blue Sky Secretary Of State .
 Fillable pdf Last Modified 9/27/2005
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NO SALES/SOLICITATION IN AZ I, ________________________________________________, a principal registered with (Name of Principal) _______________________________________________________________, have conducted a (Name of Dealer) review of _____________________________________________________________s records. (Name of Dealer) The result of this review shows that _____________________________ sales have been made to (Number of Sales) Arizona Residents prior to _______________________________________________________s (Name of Dealer) registration as a Dealer with the State of Arizona. Attached is a list of all sales made to Arizona Residents prior to the registration of _________________________________________________________ as a Dealer with the State (Name of Dealer) of Arizona. The list includes all securities ___________________________________________ (Name of Dealer) has offered or sold from or within Arizona, a list of the corresponding investors which includes their names and addresses, the trade date of each transaction, th e amount of each security purchased and price per share/unit, the number of shares/units purchased, the current value of the security purchased, the profits and losses experien ced by these investors, and the commissions generated on these offers and sales. The exemption(s) relied upon for the offers and sales of these securities, if any, and al l documents supporting the exemptions. _______________________ _______________________________________ C:Documents and SettingshdsLocal SettingsTemporary Internet FilesOLK6CREVNOSAL 2003.DOC Rev. 12/03 American LegalNet, Inc. www.USCourtForms.com<<<<<<<<<********>>>>>>>>>>>>> 2 (Date) (Signature of Principal) Subscribed and sworn before me this Notarys Seal Here ______ day of __________________, 20__ ______________________________________ Notary Public My Commission Expires: _________________ C:Documents and SettingshdsLocal SettingsTemporary Internet FilesOLK6CREVNOSAL 2003.DOC Rev. 12/03 American LegalNet, Inc. www.USCourtForms.com
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