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Form N-14 Registration Statement Under The Securities Act Of 1933 (SEC2106) N-14 - Official Federal Forms
| Form N-14 Registration Statement Under The Securities Act Of 1933 (SEC2106) Form. This is a national form and can be used in Securities And Exchange Commission . |
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You may not send a completed printout of this form to the SEC to satisfy a filing obligaton. You can only satisfy an SEC filing obligation by submitting the information required by this form to the SEC in electronic format online at https://www.edgarfiling.sec.gov. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0336 Expires: October 31, 2013 Estimated average burden hours per response. . .1312.9 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-EffectiveAmendmentNo.______ Post-EffectiveAmendmentNo._____ (Checkappropriateboxorboxes) Exact Name of Registrant as Specified in Charter: Address of Principal Executive Offices: (Number, Street, City, State, Zip Code) Name and Address of Agent for Service: (Number and Street) (City) (State) (Zip Code) Approximate Date of Proposed Public Offering: Area Code and Telephone Number: Calculation of Registration Fee under the Securities Act of 1933: Title of Securities Being Registered Amount Being Registered Proposed Maximum Offering Price per Unit Proposed Maximum Aggregate Offering Price Amount of Registration Fee [If the registration statement is filed pursuant to Rule 488, include the following information:] It is proposed that this filing will become effective on _________________________ pursuant to Rule 488. (date) Instruction Registrants relying on Section 24(f) of the Investment Company Act of 1940, which permits registration of an indefinite number of securities, need not include the Securities Act registration fee table, but must provide the Title of Securities Being Registered and state that no filing fee is due because of reliance on Section 24(f). Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 2106 (2-10) American LegalNet, Inc. www.FormsWorkFlow.com Table of Contents of Form N-14 GENERAL INSTRUCTIONS A. B. C. D. E. F. G. Page Number Who May Use Form N-14...................................................................................................................................................................2 Registration Fee...................................................................................................................................................................................2 Application of Securities Act Rules ....................................................................................................................................................2 Application of Exchange Act Rules ....................................................................................................................................................2 Documents Comprising Registration Statement..................................................................................................................................2 Preparation of Registration Statement ................................................................................................................................................2 Incorporation by Reference and Delivery of Prospectuses or Reports Filed with the Commission...................................................3 . PART A. INFORMATION REQUIRED IN THE PROSPECTUS Item l. Beginning of Registration Statement and Outside Front Cover Page of Prospectus...........................................................................4 Item 2. Beginning and Outside Back Cover Page of Prospectus.....................................................................................................................4 Item 3. Fee Table, Synopsis, and Risk Factors ................................................................................................................................................5 . Item 4. Information about the Transaction.......................................................................................................................................................5 Item 5. Information about the Registrant.........................................................................................................................................................5 Item 6. Information about the Company Being Acquired................................................................................................................................6 Item7. VotingInformation...............................................................................................................................................................................6 Item 8. Interest of Certain Persons and Experts...............................................................................................................................................7 Item 9. Additional Information Required for Reoffering by Persons Deemed to be Underwriters.................................................................8 PART B. INFORMATION REQUIRED IN A STATEMENT OF ADDITIONAL INFORMATION Item 10. Cover Page...........................................................................................................................................................................................8 Item 11. Table of Contents.................................................................................................................................................................................9 Item 12. Additional Information about the Registrant.......................................................................................................................................9 Item 13. Additional Information about the Company Being Acquired..............................................................................................................9 Item 14. Financial Statements............................................................................................................................................................................9 PART C. OTHER INFORMATION Item 15. Indemnification....................................................................................................................................................................................9 Item 16. Exhibits..............................................................................................................................................................................................10 Item 17. Undertakings.........
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