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Form N-2 Registration Statement Under The SEA of 1933 And Or Investment Co Act Of 1940 (SEC1716) N-2 - Official Federal Forms
| Form N-2 Registration Statement Under The SEA of 1933 And Or Investment Co Act Of 1940 (SEC1716) Form. This is a national form and can be used in Securities And Exchange Commission . |
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You may not send a completed printout of this form to the SEC to satisfy a filing obligation. You can only satisfy an SEC filing obligation by submitting the information required by this form to the SEC in electronic format online at https://www.onlineforms.edgarfiling.sec.gov. 1933 Act File No. 331933 Act File No. 811- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0026 Expires: March 31, 2014 Estimated average burden hours per response. . . 424.8 FORM N-2 (Check appropriate box or boxes) R REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 R Pre-Effective Amendment No. R Post-Effective Amendment No. and/or R REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 R Amendment No. Exact Name of Registrant as Specified in Charter Address of Principal Executive Offices (Number, Street, City, State, Zip Code) Registrant's Telephone Number, including Area Code Name and Address (Number, Street, City, State, Zip Code) of Agent for Service Approximate Date of Proposed Public Offering If any securities being registered on this form will be offered on a delayed or continuous basis in reliance on Rule 415 under the Securities Act of 1933, other than securities offered in connection with a dividend reinvestment plan, check the following box . . . . R It is proposed that this filing will become effective (check appropriate box) R when declared effective pursuant to section 8(c) The following boxes should only be included and completed if the registrant is a registered closed-end management investment company or business development company which makes periodic repurchase offers under Rule 23c-3 under the Investment Company Act and is making this filing in accordance with Rule 486 under the Securities Act. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. American LegalNet, Inc. www.FormsWorkFlow.com SEC1716 (2-10) immediately upon filing pursuant to paragraph (b) on (date) pursuant to paragraph (b) 60 days after filing pursuant to paragraph (a) on (date) pursuant to paragraph (a) If appropriate, check the following box: This [post-effective] amendment designates a new effective date for a previously filed [post-effective amendment] [registration statement]. This Form is filed to register additional securities for an offering pursuant to Rule 462 (b) under the Securities Act and the Securities Act registration number of the earlier effective registration statement for the same offering is _______. CALCULATION OF REGISTRATION FEE UNDER THE SECURITIES ACT OF 1933 Proposed Maximum Offering Price Per Unit Proposed Maximum Aggregate Offering Price Title of Securities Being Registered Amount Being Registered Amount of Registration Fee Instructions: If the registration statement or amendment is filed under only one of the Acts, omit reference to the other Act from the facing sheet. Include the "Approximate Date of Proposed Public Offering" and the table showing the calculation of the registration fee only where shares are being registered under the Securities Act of 1933. For offerings made pursuant to Rule 430A under the Securities Act, only the title of the class of securities to be registered, the proposed maximum aggregate offering price for that class of securities, and the amount of registration fee need to appear in the Calculation of Registration Fee table. Any difference between the dollar amount of securities registered for such offerings and the dollar amount of securities sold may be carried forward on a future registration statement pursuant to Rule 429 under the Securities Act. Fill in the 811and 33blanks only if these filing numbers (for the Investment Company Act of 1940 registration and/or the Securities Act of 1933 registration, respectively) have already been assigned by the Securities and Exchange Commission. Form N-2 is to be used by closed-end management investment companies, except small business investment companies licensed as such by the United States Small Business Administration, to register under the Investment Company Act of 1940 and to offer their shares under the Securities Act of 1933. The Commission has designed Form N-2 to provide investors with information that will assist them in making a decision about investing in an investment company eligible to use the Form. The Commission also may use the information provided on Form N-2 in its regulatory, disclosure review, inspection, and policy making roles. A Registrant is required to disclose the information specified by Form N-2, and the Commission will make this information public. A Registrant is not required to respond to the collection of information contained in Form N-2 unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to Secretary, Securities and Exchange Commission, 450 5th Street, N.W., Washington, DC 20549-6009. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ยง 3507. ii American LegalNet, Inc. www.FormsWorkFlow.com CONTENTS OF FORM N-2 Page GENERAL INSTRUCTIONS ............................................................................................................................................................. 1 A. B. C. D. E. F. G. H. I. Use of Form N-2 ............................................................................................................................................................................ Registration Fees ........................................................................................................................................................................... Number of Copies .......................................................................................................................................................................... Application of General Rules and Regulations .............................................................................................................................. Amendments .................................................................................................................................................................................. Incorporation by Reference ........
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