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Form N-1A Registration Statement (Open-End Management Investment Companies) (SEC2052) N-1A - Official Federal Forms
| Form N-1A Registration Statement (Open-End Management Investment Companies) (SEC2052) Form. This is a national form and can be used in Securities And Exchange Commission . |
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You may not send a completed printout of this form to the SEC to satisfy a filing obligaton. You can only satisfy an SEC filing obligation by submitting the information required by this form to the SEC in electronic format online at https://www.edgarfiling.sec.gov. OMB APPROVAL OMB Number: . . . . . 3235-0307 Expires:. . . . . . February 29, 2016 Estimated average burden hours per response . . . . . . . . 263 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. _____ Post-Effective Amendment No.____ and/or REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 Amendment No. _____ (Check appropriate box or boxes.) (Exact Name of Registrant as Specified in Charter) (Address of Principal Executive Offices) (Zip Code) Registrant's Telephone Number, including Area Code ________________________________________________________________ (Name and Address of Agent for Service) Approximate Date of Proposed Public Offering It is proposed that this filing will become effective (check appropriate box) immediately upon filing pursuant to paragraph (b) on (date) pursuant to paragraph (b) 60 days after filing pursuant to paragraph (a)(1) on (date) pursuant to paragraph (a)(1) 75 days after filing pursuant to paragraph (a)(2) on (date) pursuant to paragraph (a)(2) of rule 485. If appropriate, check the following box: this post-effective amendment designates a new effective date for a previously filed post-effective amendment. Omit from the facing sheet reference to the other Act if the Registration Statement or amendment is filed under only one of the Acts. Include the "Approximate Date of Proposed Public Offering" and "Title of Securities Being Registered" only where securities are being registered under the Securities Act of 1933. Form N-1A is to be used by open-end management investment companies, except insurance company separate accounts and small business investment companies licensed under the United States Small Business Administration, to register under the Investment Company Act of 1940 and to offer their shares under the Securities Act of 1933. The Commission has designed Form N-1A to provide investors with information that will assist them in making a decision about investing in an investment company eligible to use the Form. The Commission also may use the information provided on Form N-1A in its regulatory, disclosure review, inspection, and policy making roles. SEC 2052 (2-10) Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. American LegalNet, Inc. www.FormsWorkFlow.com A Registrant is required to disclose the information specified by Form N-1A, and the Commission will make this information public. A Registrant is not required to respond to the collection of information contained in Form N-1A unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to Secretary, Securities and Exchange commission, 100 F Street, N.E., Washington, D.C. 20549-1090. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ยง 3507. American LegalNet, Inc. www.FormsWorkFlow.com CONTENTS OF FORM N-1A Page No. GENERAL INSTRUCTIONS A. B. C. D. Definitions .............................................................................................................................................5 Filing and Use of Form N-1A ..............................................................................................................5 Preparation of the Registration Statement........................................................................................6 Incorporation by Reference ................................................................................................................9 PART A: INFORMATION REQUIRED IN A PROSPECTUS .....................................................................10 Item 1. Item 2. Item 3. Item 4. Item 5. Item 6. Item 7. Item 8. Item 9. Front and Back Cover Pages ............................................................................................................10 Risk/Return Summary: Investment Objectives/Goals ................................................................. 11 Risk/Return Summary: Fee Table ................................................................................................... 11 Risk/Return Summary: Investments, Risks, and Performance ...................................................16 Management .......................................................................................................................................19 Purchase and Sale of Fund Shares ...................................................................................................20 Tax Information ................................................................................................................................20 Financial Intermediary Compensation ............................................................................................20 Investment Objectives, Principal Investment Strategies, Related Risks, and Disclosure of Portfolio Holdings..........................................................................................................................21 Item 10. Management, Organization, and Capital Structure .......................................................................22 Item 11. Shareholder Information ..................................................................................................................23 Item 12. Distribution Arrangements ...............................................................................................................25 Item 13. Financial Highlights Information .....................................................................................................27 PART B: INFORMATION REQUIRED IN A STATEMENT OF ADDITIONAL INFORMATION........30 Item 14. Item 15. Item 16. Item 17. Item 18. Item 19. Item 20. Item 21. Item 22. Cover Page and Table of Contents ...................................................................................................30 Fund History .........................
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