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Form F-N Appointment Of Agent For Service Of Process By Foreign Banks (SEC2306) F-N - Official Federal Forms
| Form F-N Appointment Of Agent For Service Of Process By Foreign Banks (SEC2306) Form. This is a national form and can be used in Securities And Exchange Commission . |
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You may not send a completed printout of this form to the SEC to satisfy a filing obligation. You can only satisfy an SEC filing obligation by submitting the information required by this form to the SEC in electronic format online at https://www.onlineforms.edgarfiling.sec.gov. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-N OMB APPROVAL OMB Number: 3235-0411 Expires: April 30, 2015 Estimated average burden hours per response. . . . . .1.0 APPOINTMENT OF AGENT FOR SERVICE OF PROCESS BY FOREIGN BANKS AND FOREIGN INSURANCE COMPANIES AND CERTAIN OF THEIR HOLDING COMPANIES AND FINANCE SUBSIDIARIES MAKING PUBLIC OFFERINGS OF SECURITIES IN THE UNITED STATES GENERAL INSTRUCTIONS I. FormF-NshallbefiledwiththeCommissioninconnectionwiththefilingofaregistrationstatementundertheSecurities Actof1933by: 1. aforeignissuerthatisaforeignbankorforeigninsurancecompanyexceptedfromthedefinitionofaninvestmentcompanyby rule3a-6[17CFR270.3a-6]undertheInvestmentCompanyActof1940(the"1940Act"); 2. aforeignissuerthatisafinancesubsidiaryofaforeignbankorforeigninsurancecompany,asthosetermsaredefinedinrule 3a-6underthe1940Act,ifsuchfinancesubsidiaryisexceptedfromthedefinitionofinvestmentcompanybyrule3a-5[17CFR 270.3a-5]underthe1940Act;or 3. aforeignissuerthatisexceptedfromthedefinitionofinvestmentcompanybyrule3a-1[17CFR270.3a-1]underthe1940Act because some or all of its majority-owned subsidiaries are foreign banks or foreign insurance companies excepted from the definitionofinvestmentcompanybyrule3a-6underthe1940Act. II. Notwithstandingparagraph(I),thefollowingforeignissuersarenotrequiredtofileFormF-N: 1. aforeignissuerthathasfiledFormF-X[17CFR239.42]undertheSecuritiesActof1933withtheCommissionwithrespect tothesecuritiesbeingoffered;and 2. aforeignissuerfilingaregistrationstatementrelatingtodebtsecuritiesornon-votingpreferredstockthathasonfilewiththe CommissionacurrentlyaccurateFormN-6C9[17CFR274.304,rescinded]underthe1940Act. III. SixcopiesoftheFormF-N,oneofwhichshallbemanuallysigned,shallbefiledwiththeCommissionatitsprincipaloffice. AFormF-NfiledinconnectionwithanyotherCommissionformshouldnotbeboundtogetherwithorbeincludedonlyas anexhibitto,suchotherform. A. Nameofissuerorpersonfiling("Filer"):_______________________________________________________________ B. Thisis(selectone): anoriginalfilingfortheFiler anamendedfilingfortheFiler C. IdentifythefilinginconjunctionwithwhichthisFormisbeingfiled: Nameofregistrant_________________________________________________________________________________ Formtype _______________________________________________________________________________________ FileNumber(ifknown)_____________________________________________________________________________ Filedby _________________________________________________________________________________________ DateFiled(iffiledconcurrently,soindicate)____________________________________________________________ D. TheFilerisincorporatedororganizedunderthelawsof(Nameofthejurisdictionunderwhoselawsthefilerisorganized orincorporated) _________________________________________________________________________________________________ andhasitsprincipalplaceofbusinessat(Addressinfullandtelephonenumber) _________________________________________________________________________________________________ Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 2306 (10-06) American LegalNet, Inc. www.FormsWorkFlow.com E. TheFilerdesignatesandappoints(NameofUnitedStatespersonservingasagent) ________________________________("Agent")locatedat(AddressinfullintheUnitedStatesandtelephonenumber) _______________________________________________________________________________________as the agent of theFileruponwhommaybeservedanyprocess,pleadings,subpoenas,orotherpapersin: (a) anyinvestigationoradministrativeproceedingconductedbytheCommission,and (b) anycivilsuitoractionbroughtagainsttheFilerortowhichtheFilerhasbeenjoinedasdefendantorrespondent,in anyappropriatecourtinanyplacesubjecttothejurisdictionofanystateoroftheUnitedStatesoranyofitsterritories orpossessionsoroftheDistrictofColumbia, arising out of or based on any offering made or purported to be made in connection with the securities registered by the Filer onForm(NameofForm)__________filedon(Date)__________oranypurchasesorsalesofanysecurityinconnection therewith.TheFilerstipulatesandagreesthatanysuchcivilsuitoractionoradministrativeproceedingmaybecommenced bytheserviceofprocessupon,andthatserviceofanadministrativesubpoenashallbeeffectedbyserviceupon,suchagent forserviceofprocess,andthattheserviceasaforesaidshallbetakenandheldinallcourtsandadministrativetribunalsto bevalidandbindingasifpersonalservicethereofhadbeenmade. F. EachpersonfilingthisFormstipulatesandagreestoappointasuccessoragentforserviceofprocessandfileanamended FormF-NiftheFilerdischargestheAgentortheAgentisunwillingorunabletoacceptserviceonbehalfoftheFileratany timeuntilsixyearshaveelapsedfromthedateoftheFiler'slastregistrationstatementorreport,oramendmenttoanysuch registrationstatementorreport,filedwiththeCommissionundertheSecuritiesActof1933orSecuritiesExchangeActof 1934.FilerfurtherundertakestoadvisetheCommissionpromptlyofanychangetotheAgent'snameoraddressduringthe applicableperiodbyamendmentofthisFormreferencingthefilenumberoftherelevantregistrationforminconjunction withwhichtheamendmentisbeingfiled. G. Eachpersonfilingthisformundertakestomakeavailable,inpersonorbytelephone,representativestorespondtoinquiries madebytheCommissionstaff,andtofurnishpromptly,whenrequestedtodosobytheCommissionstaff,information relating to the securities registered pursuant to the form referenced in paragraph E or transactions in said securities. TheFilercertifiesthatithasdulycausedthispowerofattorney,consent,stipulationandagreementtobesignedonitsbehalf bytheundersigned,thereuntodulyauthorized,inthe Cityof___________________ Countryof____________________ this______________________ day _______________20____A.D. Filer: By(SignatureandTitle): ____________________________________________________________________ __________________________ This statement has been signed by the following persons in the capacities and on the dates indicated. (Signature)_______________________________________________________________ (Title)___________________________________________________________________ (Date)_____________
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