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Form 18 Application For Registration Pursuant To Sec 12(B) And (C) Of SEA Of 1934 (SEC1421) 18 - Official Federal Forms
| Form 18 Application For Registration Pursuant To Sec 12(B) And (C) Of SEA Of 1934 (SEC1421) Form. This is a national form and can be used in Securities And Exchange Commission . |
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 18 For Foreign Governments and Political Subdivisions Thereof OMB APPROVAL OMB Number: 3235-0121 Expires: December 31, 2015 Estimated average burden hours per response . . . . . . . . . 8.0 APPLICATION FOR REGISTRATION PURSUANT TO SECTION 12(b) AND (c) OF THE SECURITIES EXCHANGE ACT OF 1934 Published 7/5/35 File No. ______________________ (Leave Blank) _____________________________________________________________________________________________________________________ (Name of Registrant) Names of Exchanges on which Registration Applied for Title of Issue or Issues Securities to be Registered Amount to be Registered Name and Address of Person Authorized to Receive Notices and Communications from the Securities and Exchange Commission: Rule as to the Use of Form 18 This form shall be used for applications for the permanent registration of securities of foreign governments and political subdivisions thereof, filed on or after July 1, 1935; provided, however, that any public corporation or other autonomous entity in the nature of a political subdivision. except a state, province, county or municipality or similar body politic, may, at its option, use Form 21 in lieu of this Form. Instructions 1. The application, including exhibits, is to be filed with the exchange upon which registration is being sought and in triplicate with the Commission. At least one application filed with the Commission and one filed with the exchange is to be signed. If application is made for the registration of securities of the registrant on more than one exchange, the registrant may prepare one application at covering all securities to be registered on any of the exchanges and, in such case, should file such application with each are exchange and in triplicate with the Commission. A registrant may, however, at its option prepare separate applications for each exchange upon which registration of any of its securities is being sought, and, in such case, should file each such application in triplicate with the Commission. 2. All applications should be typed or printed on paper 8.5 by 11 inches in size. Tables and financial data, however, may be on larger paper but should be folded to such size.Typed or printed matter should leave a margin of at least 1.5 inches on the left. Applications should be securely bound and on the left only. The registrant's typewritten or printed application should contain both the items in the form and the answers thereto. 3. Where "brief" answers are indicated, the answer may incorporate by reference particular items, sections or paragraphs of a ny Exhibit, and may be qualified in its entirety by such reference. 4. If there are several principle parties obligor of the securities being registered, the financial information required may be presented in a consolidated form, if that is desired. 5. Where information is asked as of the close of the last fiscal year, if such information is not yet available for such date, it may be furnished as of the close of the latest fiscal year for which it is available. SEC 1421 (1-07) Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. American LegalNet, Inc. www.FormsWorkFlow.com 6. The application is to be made in the English language. 7. Privilege of Filing Prospectus If the registrant has filed a registration statement under the Securities Act of 1933 which has become effective within the current fiscal year of the registrant or becomes effective within the current fiscal year of the registrant on or prior to the effective date of the registration of the securities covered by the application herein and is not subject to any proceeding under Section 8(d) of the Act or to an order entered thereunder, the registrant may substitute for the information required by items 1 to 12 inclusive (1) a copy of the registrant's prospectus filed with the registration statement under the Securities Act of 1933 and (2) a description of the securities being registered as required by Item 3 herein unless such description is contained in such prospectus. If this procedure is followed the prospectus and the description shall be physically substituted for the items of this form and the answers thereto, and the text of the items shall be omitted from the application. Definitions Unless the context clearly indicates the contrary, all terms used in these instructions and in the Form have the same meaning as in the Securities Exchange Act of 1934 and the general Rules and Regulations of the Commission thereunder. 1. Name of registrant. 2. If the registrant is a governmental unit other than a national government, give the name of the national government of which the registrant is a unit and a brief description of the relationship of the registrant to such national government. 3. For each issue of securities to be registered hereunder: (a) Give the title and full designation of the issue, and if not included therein, the rate of interest and the date of maturity . If due serially, a brief indication should be given of the serial maturities, for example, "maturing serially from 1936 to 1940." (b) State the currency or currencies in which payable, and give the basis of determination for the currency conversion and at whose option, if payable in two or more currencies. (c) Outline briefly the amortization, sinking fund, redemption and retirement provisions. (d) State whether secured by any lien, the kind thereof, and briefly describe the property or revenues subjected to such lien. (e) If by law, decree, or other administrative action, the security is not being serviced according to its original terms, outline briefly the provisions of such law, decree, or other administrative action. (f) State briefly the circumstances of any other failure to pay principal, interest or any sinking fund or amortization installment. (g) If guaranteed, state by whom guaranteed, and outline briefly the terms of the guarantee. 4. Give the date of the close of the last fiscal year of the registrant. 5. State as of the close of the last fiscal year of the registrant the total outstanding of: (a) Internal Funded Debt of the registrant. (Total to be stated in the currency of the registrant. If any internal funded debt is payable in a foreign currency it should not be included under this item, but under
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