Last updated: 5/23/2025
Solicitation Of Interest Form
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Description
SOLICITATION OF INTEREST FORM. This form is issued by the South Dakota Department of Labor and Regulation, Division of Insurance – Securities Regulation, is used by companies seeking to gauge investor interest in a potential securities offering before officially selling or registering the securities. This form allows businesses to share basic, required information with potential investors—such as the company’s name, address, phone number, chief executive officer, and the amount of the proposed offering—without soliciting or accepting money or commitments. It is strictly for preliminary communication and must comply with federal and state anti-fraud provisions by providing balanced, truthful disclosures, including both the potential rewards and risks of the investment. The form also requires a description of the company's business operations, how it plans to produce or render its products or services, how the offering proceeds will be used, and background information on the company’s key personnel. www.FormsWorkflow.com
