Last updated: 5/23/2025
Quarterly And Or Final Report Of Sales Of Security {QR}
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Description
QUARTERLY AND/OR FINAL REPORT OF SALES OF SECURITIES. This form, issued by the South Dakota Department of Labor and Regulation, Division of Insurance – Securities Regulation, is used for submitting a Quarterly and/or Final Report of Sales of Securities. It is completed by issuers or underwriters who have registered a securities offering in South Dakota and must report on the status of the offering. The form requires detailed financial information, including the total amount registered, the amount sold during the reporting period, the remaining unsold balance, and the ratio of commissions and underwriting expenses to the amount sold. If the registration period is ending, the issuer can indicate that no further offers or sales will be made, effectively closing out the offering. Alternatively, the issuer may request a one-year renewal of the unsold balance by submitting the required fee and updated financial documents. www.FormsWorkflow.com
