Last updated: 1/30/2025
Application To Register By Qualification Securities Pursuant To Section 1707.09 {9}
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Description
FORM 9 - APPLICATION TO REGISTER BY QUALIFICATION SECURITIES PURSUANT TO SECTION 1707.09 OF THE REVISED CODE OF OHIO. This form is used to register securities for sale in Ohio through a process known as qualification. This process is required when securities do not qualify for other types of exemptions or registration methods. The form provides detailed information about the issuer, the securities being offered, and the intended use of the proceeds from the sale. It includes disclosures about the issuer’s business, financial condition, management, and past compliance history. This registration is necessary for companies or entities planning to sell securities to the public in Ohio and ensures compliance with state securities laws to protect investors. www.FormsWorkflow.com





