California
Secretary Of State
Blue Sky
Broker Dealer
Last updated: 12/4/2020
Verification Form {DFPI-260.241.2(b)}
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Description
DFPI-260.241.2(b), VERIFICATION FORM PURSUANT TO CALIFORNIA CODE OF REGULATIONS RULE 260.241.2(b), If the broker-dealer or investment adviser is a sole proprietorship, the verification shall be made by the proprietor; if a partnership, by a general partner; or if a corporation, by a duly authorized officer. (Rev. 11-20). www.FormsWorkflow.com
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