Last updated: 10/12/2021
Model Accredited Investor Exemption Uniform Notice Of Transaction
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Description
SD EForm- 1435 V1 - MODEL ACCREDITED INVESTOR EXEMPTION UNIFORM NOTICE OF TRANSACTION. This form is used by issuers of securities to notify the South Dakota Division of Insurance – Securities Regulation of a securities offering that qualifies for exemption under the Accredited Investor Exemption. This form allows issuers to legally offer and sell securities without full registration, provided the sale is made exclusively to accredited investors, as defined by federal and state securities laws. The form collects key information about the issuer, including its name, address, phone number, form and jurisdiction of organization, and date of incorporation. It also requires details about the company’s officers and directors (or those in similar roles), a description of the type of securities being offered (such as equity, debt, or partnership interests), the number of securities involved, and the total dollar amount of the offering. The form includes a brief description of the issuer’s business. By submitting this notice, the issuer certifies that it understands and complies with the legal conditions for claiming the Accredited Investor Exemption and accepts responsibility for proving that all requirements have been met. www.FormsWorkflow.com
